Regulatory Warnings Database

Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

1,434 Flagged Firms
68+ Regulators
73 Countries
Clear
Showing 851-900 of 1,434 results Page 18 of 29
Firm Name Regulator Type Country Date Reviews Source
China-Hong Huaxia Fund Asset Management (Hong Kong) Co., Limited Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
Goldman Sachs Asset Management International (clone of authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Sapien Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
King Capital Management Financial Markets Authority Unregistered/Unlicensed entity offeri... NZL — Page View
UK Financial Management Ltd Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
capitalhedgemanagement.com Comisión Nacional del Mercado de Valores Unregistered/Unlicensed entity offeri... ESP — — View
Genese Am Ltd, website www.carsana-management.com, City Group Italy banking group, websites https://doubleupgtl.eu and www.dupmania.com, B C U Trading LLC , websites https://mybet21.it and www.lonzainvestments.com Commissione Nazionale per le Società e la Borsa Unregistered/Unlicensed entity offeri... ITA — Page View
Midway Management Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
Andrioncapital Asset Management SA Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — Page View
Swaye Capital Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — Page View
Licreston Asset Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
LIB Group Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Citadel Consultancy Management Limited Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — Page View
Cavendish Knight Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Assicuro Asset Management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Hong Kong Tianying Chuangrong Fund Management Co., Ltd / Hong Kong Tianying Chuangrong Fund Asset Management Co., Ltd Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
www.visdominvestmentmanagement.com Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
Cavendish Knight Asset Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Limatron Management AG Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Boll Financial Holding Limited/ Boll Financial Management Co., Ltd Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
Hans Herbert Bock / HHB Wealth Management (clone of passported firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
www.vgassetmanagementhk.com Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
Goldex Management Ltd. Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Quilter Cheviot Investment Management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Villetorte Asset Management (clone of EEA passported firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Yamanashi Kyoto Management Financial Market Authority Unregistered/Unlicensed entity offeri... AUT — Page View
Societe Generale Asset Management (clone of authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
JP Morgan Asset Management (clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Overstone Management (clone of FCA recognised product) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Redal Ltd, Elit Property Vision Ltd, Richmondfx Ltd, Globalfx Ltd, Rmt 500 Ltd, Premium Solutions Ltd, Aj Asset Management Commissione Nazionale per le Società e la Borsa Other ITA — — View
Your Claims Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Prosperity lnvestment Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
www.av-management.com Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
website www.cba-management.com Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — — View
A L Asset Management Financial Conduct Authority Other GBR — — View
Abraxas Global Asset Management Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
AL Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
KOP WEALTH MANAGEMENT LTD Comisión Nacional del Mercado de Valores Unregistered/Unlicensed entity offeri... ESP — — View
MSIM Fund Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Alan Davis Management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Orion Wealth Management (clone of EEA Authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Hong Kong Digital Assets Trading & Management Limited Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
Aragon Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Debt Management Planning UK t/a Evolve loans Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Rockwell Investment Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Heartland Investment Management Limited (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Fun Managers Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Alderbrook Capital Management Financial Markets Authority Unregistered/Unlicensed entity offeri... NZL — Page View
Orion Holdings Capital Management and OH Capital Financial Markets Authority Unregistered/Unlicensed entity offeri... NZL — Page View
Fun Managers Financial Markets Authority Unregistered/Unlicensed entity offeri... NZL — — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.