Regulatory Warnings Database

Over 810 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

810 Flagged Firms
68+ Regulators
73 Countries
Clear
Showing 751-800 of 810 results Page 16 of 17
Firm Name Regulator Type Country Date Source
SWFinvestguide Financial Services Inc. Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Tomason Henry Law Offices Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Tompkins, Price & Walker Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Trading Venture Financial Services, Inc. Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Trident Transfer Services Ltd. Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
U.S. Financial Management Service Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
United Consultants Fiduciary Services (UCFS) Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
United States Financial Services Registry Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
UST Financial Services Corp. Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Van Der Hout, Parker & Price LLP Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Wallace Jacob Consultants Corporate Services Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Wentworth Fiduciary and Transfer Services Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
IFXTime Ltd - Unlicensed entity Malta Financial Services Authority Unregistered/Unlicensed entity offeri... MLT — View
Zee Capitals - Unlicensed Entity Malta Financial Services Authority Unregistered/Unlicensed entity offeri... MLT — View
XEENICEFXM Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
MowDEX, Fegdex and Vucrex - Unlicensed Entities Malta Financial Services Authority Unregistered/Unlicensed entity offeri... MLT — View
Website Falsely Impersonates Kane LPI Solutions Limited as Licensed Entity in Malta Malta Financial Services Authority Unregistered/Unlicensed entity offeri... MLT — View
Financial Services Investigation Agency / fsia.co.uk (Clone of FCA Exempt Professional Firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Danish Markets (Europe) Limited - Unlicensed Entity Malta Financial Services Authority Unregistered/Unlicensed entity offeri... MLT — View
ASP Bank - Unlicensed Entity Malta Financial Services Authority Unregistered/Unlicensed entity offeri... MLT — View
Debt Free Service Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Automated Investment Service Autorité des marchés financiers Unregistered/Unlicensed entity offeri... CAN — View
Central Margins aka CentralMargins Trading Services LLC Ontario Securities Commission Unregistered/Unlicensed entity offeri... CAN — View
natwest-services.com (clone of FCA Authorised Firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Sovereign Bank of Aotearoa/Ko Te Peeke o Aotearoa/Sovereign B O A Ltd/ISKCON Bank – Suspicious investment, unregistered bank/financial service provider Financial Markets Authority Unregistered/Unlicensed entity offeri... NZL — View
Apex Fund and Corporate Services (UK) Limited (clone of an authorised firm) Financial Conduct Authority Other GBR — View
THE GRIFFIN ASSET & WEALTH MANAGEMENT FINANCIAL SERVICES Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Loyal Security Services Ltd (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Weir Asset & Property Retrieval Services (Weir) – Recovery scam Financial Markets Authority Unregistered/Unlicensed entity offeri... NZL — View
cg-wealth-services.com (clone of FCA Authorised Firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
WAVE INDICES Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Tradetospace Global, Continental Invest, TradexService, 2139 Exchange, Eminent Miner Commissione Nazionale per le Società e la Borsa Other ITA — View
AxiaGroup, Mirabaud Group, Zodiac Speck, Finance Advice, Aifactor Group, Incore Investment Commissione Nazionale per le Società e la Borsa Other ITA — View
株式会社Advance (The name of the service provider (English translation) is “Advance Co., Ltd.”.) Financial Services Agency Unregistered/Unlicensed entity offeri... JPN — View
QuantumFund (no relation to the registered firm Quantum Financial Service (Canada) Ltd.) British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — View
www.directlenservice.com Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Hatton Financial Services Ltd / hattonfs.com/ Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
MORTGAGE CLAIMS & ADVICE Financial Conduct Authority Other GBR — View
Housing Claims Advice (clone of an FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Conformity Private Banking Services/Conformity Bank Plc (the scam entity) Jersey Financial Services Commission Unregistered/Unlicensed entity offeri... JEY — View
株式会社アドプラン (The name of the service provider (English translation) is “ADPLAN Corporation”.) Financial Services Agency Unregistered/Unlicensed entity offeri... JPN — View
GoldenStockCapital株式会社 (The name of the service provider (English translation) is “GoldenStockCapital Corporation”.) Financial Services Agency Unregistered/Unlicensed entity offeri... JPN — View
Dices Tradex British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — View
THELEGALSERVICECENTRE.ORG Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
HTTPS://FINANCE-ADVICE.PRO Comisión Nacional del Mercado de Valores Unregistered/Unlicensed entity offeri... ESP — View
XRP Markets aka XRP-Price Ontario Securities Commission Unregistered/Unlicensed entity offeri... CAN — View
Speedy Loans/ (speedylendservice.co.uk) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Lincoln Financial Service LTD Polish Financial Supervision Authority Other POL — View
Jatnanven Prime Service Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
ZuluTrade (unauthorised service) FCA Unauthorised GBR — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.