Regulatory Warning

SPS Investment Services Limited/Wilby Securities

Flagged by Financial Markets Authority · New Zealand (NZL)

Official Warnings (1)

Financial Markets Authority New Zealand
Unregistered/Unlicensed entity offering financi...

We recommend caution when dealing with SPS Investment Services Limited and/or Wilby Securities and their websites. FMA published a warning about Wilby Securities in 2023 and its website was taken down.

However, we have received a report that SPS Investment Services is now contacting people who were previously involved with Wilby Securities. They are being told that SPS has now acquired Wilby Securities and all accounts have been transferred to SPS Investment Services.
FMA recommends caution when dealing with this website.

Entity name: SPS Investment Services / Wilby Securities
Website: www.sps-is.com / www.wilbysec.com
Email: [email protected] and [email protected]
Phone: +852 5801 4181

View Official Source

Other Flagged Firms (NZL)

(107) A2 Capital Appreciation Plan Financial Markets Authority Market Manipulation (pump a... Waton Broker Financial Markets Authority Fraud and Other Types of Mi... Global Exchange Limited Financial Markets Authority Fraud and Other Types of Mi... Capital Growth Partners Financial Markets Authority Market Manipulation (pump a... Asset Planning and Enhancement Financial Markets Authority Market Manipulation (pump a... A2 Capital Appreciation Plan-81 Financial Markets Authority Market Manipulation (pump a...

This information is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this database does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify directly with the relevant regulator before making investment decisions.

Back to Warnings Search Similar