Regulatory Warnings Database
Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
1,434
Flagged Firms
68+
Regulators
73
Countries
Showing 701-750 of 1,434 results
Page 15 of 29
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Questra Holdings, Questra World, Atlantic Global Asset Management | Financial Services and Markets Authority | BEL | — | — | View | |
| Labanna Capital Management | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Locker Capital Management | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Locker Global Management | Australian Securities and Investments Commission | AUS | — | — | View | |
| Kaufman Franz Wealth Management | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Imperial Trade Management Limited | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Capital Trust Management | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Apollo Asset Management | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Yamanashi Asset Management | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Pioneer Asset Management (clone) | Financial Conduct Authority | GBR | — | — | View | |
| Grandtag FBI (China) Wealth Management Group Ltd | Securities and Futures Commission | HKG | — | Page | View | |
| Atlantic Global Asset Management | Financial Market Authority | LIE | — | — | View | |
| Pioneer Asset Management S.A. | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| JJ Matthias Asset Management | Securities and Futures Commission | HKG | — | Page | View | |
| Landa Asset Management (clone of former FCA appointed representative firm) | Financial Conduct Authority | GBR | — | — | View | |
| Blackrock Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| PLUS TRADES LTD WEALTH MANAGEMENT | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Horizon Management Advisors | Financial Conduct Authority | GBR | — | — | View | |
| Intermediate Capital Group – Millennium Capital Management Ltd | Securities and Futures Commission | HKG | — | Page | View | |
| Rothschild Asset Management (clone) | Financial Conduct Authority | GBR | — | — | View | |
| Winco Investment Management Ltd | Securities and Futures Commission | HKG | — | — | View | |
| AMC CAPITAL INVEST/AMC CAPITAL MANAGEMENT (Clone of FCA EEA Firm) | Financial Conduct Authority | GBR | — | Page | View | |
| Atlantic Global Asset Management SA | Securities and Futures Commission | HKG | — | — | View | |
| Tilney Fund Managers (clone) | Financial Conduct Authority | GBR | — | — | View | |
| Atlantic Global Asset Management, SA | Financial Market Authority | AUT | — | — | View | |
| FX Global Asset Management Ltd | Polish Financial Supervision Authority | POL | — | — | View | |
| Atlantic Global Asset Management | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Alpinvesta Asset Management AG | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Savoy Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Wealth Management Group Ltd | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Regulatory Association Of Offshore Investment Managers | Australian Securities and Investments Commission | AUS | — | Page | View | |
| United Kingdom Managed Futures Association | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Carter Flanagan Private Asset Management | Securities and Futures Commission | HKG | — | — | View | |
| DTCM Capital Management Limited / DTCM Asset Management (HK) Limited / DTCM Consulting Limited | Securities and Futures Commission | HKG | — | Page | View | |
| YF Asset Management Limited | Financial Market Authority | AUT | — | — | View | |
| DBL Asset Management S.A. | Commission de Surveillance du Secteur Financier | LUX | — | — | View | |
| www.yfassetmanagement.com | Securities and Futures Commission | HKG | — | — | View | |
| Questra World, Questra Holdings and Atlantic Global Asset Management | Commissione Nazionale per le Società e la Borsa | ITA | — | — | View | |
| Forest Advisory Service / Forest Hill Management / Forest Investments | Financial Conduct Authority | GBR | — | Page | View | |
| Lexinta Capital Management Limited/Lexinta Group Limited | Securities and Futures Commission | HKG | — | Page | View | |
| Akamai Group,Ashton Whitely,ATB Holdings,Faiway Capital Investments,Nagaharu Global,Novature Group,Onex Busan Financial,Pacific Chiba Trust | Financial Services and Markets Authority | BEL | — | — | View | |
| Atlantic Capital Management,Dynamic Target Marketing,MWI Consultants,Premier Capital Group,Sky Way CPA&Co | Financial Services and Markets Authority | BEL | — | Page | View | |
| Five Winds Asset Management,QW Lianora Swiss Consulting SA | Financial Services and Markets Authority | BEL | — | — | View | |
| AFC Management Limited | Securities and Futures Commission | HKG | — | — | View | |
| Britannia Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Crown Managers | Commission de Surveillance du Secteur Financier | LUX | — | — | View | |
| YF Assett Management (Clone) | Financial Conduct Authority | GBR | — | — | View | |
| AGC Group / AGC Fund Management | Securities Commission | MYS | — | — | View | |
| Amergeris Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Rising International Management Company Limited | Securities and Futures Commission | HKG | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.