Regulatory Warnings Database

Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

1,434 Flagged Firms
68+ Regulators
73 Countries
Clear
Showing 651-700 of 1,434 results Page 14 of 29
Firm Name Regulator Type Country Date Reviews Source
Branford Capital Management Australian Securities and Investments Commission Unauthorised AUS — Page View
Resona International Management Australian Securities and Investments Commission Unauthorised AUS — Page View
Bit Management Ltd Financial Conduct Authority Unauthorised GBR — — View
Athos International Management - Eagle Crest Insurance - Eagle Crest Underwriter Financial Services and Markets Authority Unauthorised BEL — — View
UBS Global Investment Management Ltd (Clone of FCA & EEA authorised firms) Financial Conduct Authority Unauthorised GBR — — View
Kaufman Franz Wealth Management Financial Conduct Authority Unauthorised GBR — Page View
Nippon Capital Asset Management Securities and Futures Commission Unauthorised HKG — Page View
Strauss Asset Management Swiss Financial Market Supervisory Authority Unauthorised CHE — — View
Strauss Asset Management Securities and Futures Commission Unauthorised HKG — — View
North Asia Digital Financial Investment Management Co Ltd Securities and Futures Commission Unauthorised HKG — — View
LP Suisse Capital Management AG Swiss Financial Market Supervisory Authority Unauthorised CHE — Page View
Greymountain Management Ltd. Ontario Securities Commission Unauthorised CAN — — View
DMS Investment Management Services Financial Conduct Authority Unauthorised GBR — Page View
AIB Asset Management Financial Conduct Authority Unauthorised GBR — — View
GF Capital Management (clone) Financial Conduct Authority Unauthorised GBR — Page View
SuisseRock Asset Management Swiss Financial Market Supervisory Authority Unauthorised CHE — — View
Titanium Wealth Management Financial Conduct Authority Unauthorised GBR — — View
Millionet Investment Management Limited Commission de Surveillance du Secteur Financier Unauthorised LUX — — View
Crown Managers British Columbia Securities Commission Unauthorised CAN — — View
Kaplan Asset Management Securities and Futures Commission Unauthorised HKG — — View
Lawson Management Group LLC Central Bank of Ireland Unauthorised IRL — — View
Delta Asset Management AG Swiss Financial Market Supervisory Authority Unauthorised CHE — — View
Kaufman Capital Management Securities and Futures Commission Unauthorised HKG — Page View
GODHAND Fund Management Swiss Financial Market Supervisory Authority Unauthorised CHE — — View
Ernst Hofsetter Asset Management Financial Conduct Authority Unauthorised GBR — — View
Lawson Management Group LLC Financial Conduct Authority Unauthorised GBR — — View
Nikko-Desjardins Asset Management Finansinspektionen Unauthorised SWE — — View
Nikko-Desjardins Asset Management Securities and Futures Commission Unauthorised HKG — — View
Collardi Capital Management S.A. Commission de Surveillance du Secteur Financier Unauthorised LUX — Page View
Peak Capital Management Securities and Futures Commission Unauthorised HKG — Page View
Kimzeen Forex Management Ltd Securities and Futures Commission Unauthorised HKG — Page View
JJ Matthias Asset Management Financial Conduct Authority Unauthorised GBR — Page View
Keystone Management Ltd / Keystone Capital Financial Conduct Authority Unauthorised GBR — — View
ATLANTIC GLOBAL ASSET MANAGEMENT, S.A. Comisión Nacional del Mercado de Valores Unauthorised ESP — — View
Amicus Investment,Asashi Mergers & Acquisitions Group,Atlantic Global Asset Management,Brookfield99,Brookfield Investment Management,Capital Invest Europe,Cressman Financial Group,Tian Xi Fu Limited,Hongkong Ztwow Trade Limited Financial Services and Markets Authority Unauthorised BEL — Page View
Eastern Quay Asset Management,Fujitsu Global,Asian Mercantile Exchange,Centric Limited,Global Consulting Europe,Monex Financial,Monex BMO Securities,Symando Corporation Limited,DFAN Limited,Nikko Desjardins Asset Management Financial Services and Markets Authority Unauthorised BEL — — View
Waldmann Asset Management,Cardan Limited,Cedan Limited,Grandwic Limited,Leston Limited,Manrich Limited, Mutual Hope Limited,Oxred Limited,Tricorp Limited,Wallace Associates Inc. Financial Services and Markets Authority Unauthorised BEL — — View
Scion Forex Account Management, operating as Scion Forex and doing business as www.scionforex.com Ontario Securities Commission Unauthorised CAN — Page View
Violet Earl Asset Management Ltd Polish Financial Supervision Authority Unauthorised POL — — View
Capital Trust Management Securities and Futures Commission Unauthorised HKG — Page View
Asset Management Protection (AMP) Financial Conduct Authority Unauthorised GBR — — View
Yu Po International Investment Management Ltd Financial Supervisory Commission Unauthorised TWN — — View
Kanagawa Associates Securities and Futures Commission Unauthorised HKG — — View
Brandywine (HK) Global Investment Management Limited / Brandywine HK Financial Management Company Limited Securities and Futures Commission Unauthorised HKG — — View
ABSA WEALTH MANAGEMENT (Clone) Financial Conduct Authority Unauthorised GBR — — View
Godhand Edge Fund Management Llc Commissione Nazionale per le Società e la Borsa Unauthorised ITA — — View
Lazard Asset Management (clone) Financial Conduct Authority Unauthorised GBR — — View
Fosun Management (UK) Ltd. Financial Market Authority Unauthorised AUT — — View
Merc Management Limited Securities and Futures Commission Unauthorised HKG — — View
Atlantic Global Asset Management S.A. Polish Financial Supervision Authority Unauthorised POL — — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.