Regulatory Warnings Database

Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

1,434 Flagged Firms
68+ Regulators
73 Countries
Clear
Showing 601-650 of 1,434 results Page 13 of 29
Firm Name Regulator Type Country Date Reviews Source
Tilney Asset Management Financial Conduct Authority Unauthorised GBR — Page View
BANK CAPITAL-INVESTMENT MANAGEMENT Financial Services Commission Unauthorised MUS — — View
Peston & Sons Securities, Jones Shaw Capital Partners, Neuberger and Co. Wealth Management, Arian Financial (cloned firm), Dashan International and Norikura-Global, Seattle Mercantile Exchange and Dalerich Ltd Financial Services and Markets Authority Unauthorised BEL — — View
Duval Capital & Asset Management Group Swiss Financial Market Supervisory Authority Unauthorised CHE — — View
Baxter Capital Ventures Management Finansinspektionen Unauthorised SWE — — View
Strategic Asset Management Limited Central Bank of Ireland Unauthorised IRL — — View
Daishi Capital International Wealth Management Securities and Futures Commission Unauthorised HKG — — View
Carnegie Asset Management Limited Danish Financial Supervisory Authority Unauthorised DNK — — View
Guardian Asset Management Financial Conduct Authority Unauthorised GBR — — View
Labanna Capital Management Danish Financial Supervisory Authority Unauthorised DNK — Page View
Carter Flanagan Ltd Financial Conduct Authority Unauthorised GBR — — View
Kowloon Global Wealth Management Securities and Futures Commission Unauthorised HKG — — View
JJ Bauer Asset Management / JJ Bauer Equity Research Financial Conduct Authority Unauthorised GBR — Page View
- Condor Capital Management, Advanced Global Securities Corporation (AGS Corporation) (cloned firm), CCMGT Management Consultancy and CME Global Corporation- Cunningham Mutual- Manniworth Co Ltd, Elantra Ltd and Deniver Ltd- Prestige Equity and Pro-Nice L Financial Services and Markets Authority Unauthorised BEL — Page View
Bridgewater Asset Management Financial Conduct Authority Unauthorised GBR — — View
Kramer & Associates Management LLC Financial Conduct Authority Unauthorised GBR — — View
JJ Bauer Asset Management Commission de Surveillance du Secteur Financier Unauthorised LUX — Page View
Experia Management Group/ Experia Management Group (HK) Securities and Futures Commission Unauthorised HKG — — View
Norton Global Asset Management Securities and Futures Commission Unauthorised HKG — — View
Tyson Asset Management Inc. Securities and Futures Commission Unauthorised HKG — — View
Aspect fund Managers Plc Financial Conduct Authority Unauthorised GBR — — View
Winton Fund Managers Financial Conduct Authority Unauthorised GBR — — View
VILA NOVA ADVISORY MANAGEMENT LTDA Comissão de Valores Mobiliários Unauthorised BRA — — View
Osprey Asset Management SA Swiss Financial Market Supervisory Authority Unauthorised CHE — — View
Surekeep Marketing – CRE Group INC (ou C.R.E. Group INC) – Finsolved Management & Consultancy – Raiser Limited Financial Services and Markets Authority Unauthorised BEL — — View
GFS Management Financial Conduct Authority Unauthorised GBR — — View
Hermes Management Ltd Financial Market Authority Unauthorised AUT — — View
Carlson & Clarke Management Group Financial Conduct Authority Unauthorised GBR — — View
Fort Global Fund Managers Financial Conduct Authority Unauthorised GBR — — View
Swiss First Financial Management AG Swiss Financial Market Supervisory Authority Unauthorised CHE — — View
Falcon Asset Management Financial Conduct Authority Unauthorised GBR — — View
TIGER ASSET MANAGEMENT Comisión Nacional del Mercado de Valores Unauthorised ESP — — View
Pullman Wealth Management Securities and Futures Commission Unauthorised HKG — — View
Momentum FX / Momentum Markets / Momentum Management Limited Securities and Futures Commission Unauthorised HKG — — View
Osaka Financial/Nippon Capital Asset Management Danish Financial Supervisory Authority Unauthorised DNK — Page View
Fuji Credit Asset Management The Dutch Authority for the Financial Markets Unauthorised NLD — — View
Locker Global Management / Locker Capital Management Commission de Surveillance du Secteur Financier Unauthorised LUX — Page View
Athos International Management Financial Services and Markets Authority Unauthorised BEL — — View
Keiyo Asset Management Securities and Futures Commission Unauthorised HKG — — View
Novus Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Value Management Inc Securities and Futures Commission Unauthorised HKG — — View
Fuji Credit Asset Management Securities and Futures Commission Unauthorised HKG — — View
StrongOaks Risk Management Limited Securities and Futures Commission Unauthorised HKG — — View
Offshore East Private Wealth Managers Securities and Futures Commission Unauthorised HKG — — View
Portsea Asset Management LLP (Clone) Financial Conduct Authority Unauthorised GBR — — View
Standard Management Investment Limited Securities and Futures Commission Unauthorised HKG — — View
Titanium Wealth Management Inc. Securities and Futures Commission Unauthorised HKG — — View
Pullman Wealth Management Consulting Limited Securities and Futures Commission Unauthorised HKG — — View
Tilney Asset Management Australian Securities and Investments Commission Unauthorised AUS — Page View
Fraser-Mackie Wealth Management Ltd Australian Securities and Investments Commission Unauthorised AUS — Page View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.