Regulatory Warnings Database
Over 57 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
57
Flagged Firms
68+
Regulators
73
Countries
Showing 1-50 of 57 results
Page 1 of 2
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| SuperSwiss Wealth Management Group / superswiss.com | Swiss Financial Market Supervisory Authority | CHE | Sep 2025 | Page | View | |
| Greenwise Management Group Limited | Financial Conduct Authority | GBR | Sep 2025 | Page | View | |
|
Xinda Management Group
www.xinda-mg.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Wealth Management Group Ltd
www.wmgltd.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Warrick Management Group Ltd | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Song Management Group
www.songmanagementgroup.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Overseas Management Group Inc | ASIC (Australia) | AUS | Aug 2019 | — | View | |
|
Liberty Securities / Liberty Management Group
www.libertysecurities.org |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
DSR Wealth Management Group
www.dsr-wmg.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Hartford Management Group | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| Morgan Investment Management Group | Finansinspektionen | SWE | — | — | View | |
| CRH Management Group | The Dutch Authority for the Financial Markets | NLD | — | — | View | |
| Chelsea Management Group Inc | Financial Conduct Authority | GBR | — | — | View | |
| New Outlook Management Group | Finansinspektionen | SWE | — | — | View | |
| New Outlook Management Group | Financial Conduct Authority | GBR | — | — | View | |
| Glendale Management Group | Danish Financial Supervisory Authority | DNK | — | — | View | |
| Wellington Philips Asset Management Group | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| William & Brown Management Group | Financial Conduct Authority | GBR | — | — | View | |
| G.V.F Management Group Ltd (Global Venture Financing) | British Virgin Islands Financial Services Commission | VGB | — | — | View | |
| Litmus Capital Management Group | Finansinspektionen | SWE | — | Page | View | |
| Litmus Capital Management Group | Financial Conduct Authority | GBR | — | Page | View | |
| Feinler Management Group | Financial Conduct Authority | GBR | — | — | View | |
| Preferred Management Group, S.A. and PTY Management | Superintendencia del Mercado de Valores | PAN | — | — | View | |
| Xinda Management Group | Australian Securities and Investments Commission | AUS | — | Page | View | |
| GE Shaw Management Group | Financial Conduct Authority | GBR | — | — | View | |
| Wagner Capital Management Group | Financial Conduct Authority | GBR | — | Page | View | |
| Wagner Capital Management Group | Central Bank of Ireland | IRL | — | Page | View | |
| DSR Wealth Management Group | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Experia Management Group | Financial Services and Markets Authority | BEL | — | — | View | |
| International Asset Management Group Ltd | Financial Conduct Authority | GBR | — | — | View | |
| Duval Capital & Asset Management Group | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Experia Management Group/ Experia Management Group (HK) | Securities and Futures Commission | HKG | — | — | View | |
| Carlson & Clarke Management Group | Financial Conduct Authority | GBR | — | — | View | |
| Lawson Management Group LLC | Central Bank of Ireland | IRL | — | — | View | |
| Lawson Management Group LLC | Financial Conduct Authority | GBR | — | — | View | |
| Grandtag FBI (China) Wealth Management Group Ltd | Securities and Futures Commission | HKG | — | Page | View | |
| Wealth Management Group Ltd | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Cooper Newton Management Group / Cooper-Newton Management Group | Financial Conduct Authority | GBR | — | Page | View | |
| Parker Capital Management Group | Financial Conduct Authority | GBR | — | Page | View | |
| H&S Management Group or H&S Finance Consulting | Financial Market Authority | AUT | — | — | View | |
| roche and woltz management group | Financial Conduct Authority | GBR | — | — | View | |
| RUMFORD CAPITAL MANAGEMENT GROUP | Financial Conduct Authority | GBR | — | Page | View | |
| AP Management Group | Financial Conduct Authority | GBR | — | — | View | |
| Management Group | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Blacktower Financial Management Group / blacktowerfmg-cfd.com (Clone of FCA Authorised Firm and Previously Authorised FCA Firm / Authorised EEA Firm) | Financial Conduct Authority | GBR | — | — | View | |
| BORTON-ACKERMAN MANAGEMENT GROUP | Financial Conduct Authority | GBR | — | — | View | |
| Asia Pacific Group, a.k.a. Asia Pacific Financial Management Group Inc. | Securities and Exchange Commission | USA | — | Page | View | |
| Bernstein & Younge Asset Management Group, Ltd. | Securities and Exchange Commission | USA | — | — | View | |
| Eastwest Management Group Ltd. | Securities and Exchange Commission | USA | — | — | View | |
| Feinler Management Group | Securities and Exchange Commission | USA | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.