Regulatory Warnings Database
Over 17 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
17
Flagged Firms
68+
Regulators
73
Countries
Showing 1-17 of 17 results
Page 1 of 1
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
|
Impersonation of Private Wealth Advisory Pty Ltd (pwealth-au.com)
pwealth-au.com |
ASIC (Australia) | AUS | Mar 2024 | Page | View | |
| Scott Thomas Wealth Advisory | Financial Conduct Authority | GBR | — | — | View | |
| Clayton Wealth Advisory | Financial Conduct Authority | GBR | — | — | View | |
| Blackthorn Wealth Advisory | Financial Conduct Authority | GBR | — | — | View | |
| TSB Wealth Advisory (clone) | Financial Conduct Authority | GBR | — | — | View | |
| Blackthorn Wealth Advisory | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Newmont Wealth Advisory | Financial Conduct Authority | GBR | — | — | View | |
| Morgan Wealth Advisory | Financial Conduct Authority | GBR | — | — | View | |
| Morgan Wealth Advisory | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Vanguard Wealth Advisory | Financial Conduct Authority | GBR | — | — | View | |
| Cooper & Barnes Wealth Advisory | Financial Conduct Authority | GBR | — | — | View | |
| Cartwright & Brown Wealth Advisory | Financial Conduct Authority | GBR | — | — | View | |
| Cartwright & Brown Wealth Advisory | Dubai Financial Services Authority | ARE | — | — | View | |
| STANWICK WEALTH / STANWICK WEALTH ADVISORY | Financial Conduct Authority | GBR | — | — | View | |
| Cartwright & Brown Wealth Advisory | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Impersonation of Private Wealth Advisory Pty Ltd (pwealth-au.com) | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Wealth Advisory | Alberta Securities Commission | CAN | — | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.