Regulatory Warnings Database
Over 5 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
5
Flagged Firms
68+
Regulators
73
Countries
Showing 1-5 of 5 results
Page 1 of 1
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
|
SSGA Pro (pcssgapro.glennallan.com)
pcssgapro.glennallan.com |
ASIC (Australia) | AUS | Apr 2025 | Page | View | |
| SSGA Pro | Financial Markets Authority | Unregistered/Unlicensed entity offeri... | NZL | Feb 2025 | Page | View |
|
SSGA Pro (ssgapro.com and ssgafx.com)
ssgafx.com |
ASIC (Australia) | AUS | Sep 2024 | Page | View | |
| SSGA Pro | British Columbia Securities Commission | CAN | — | Page | View | |
| SSGA Pro and DBRS Morningstar | Financial Markets Authority | NZL | — | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.