Regulatory Warnings Database
Over 73 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
73
Flagged Firms
68+
Regulators
73
Countries
Showing 1-50 of 73 results
Page 1 of 2
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
|
Private Equity
privat-equity.com |
Finansinspektionen | Unregistered/Unlicensed entity offeri... | SWE | Oct 2025 | Page | View |
|
Steinberg Private Equity
steinbergpe.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Quantum Private Equity LLC
www.quantumpe.us |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Plutus Private Equity LLC
www.plutuspe.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Phoenix Private Equity LLC
www.phoenixpe.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Madison Private Equity LLC
www.madison-pe.us |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Lakeshore Private Equity
www.lakeshorepe.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Invision Private Equity AG | ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Continental Private Equity LLC
www.continentalpe.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Caltherm Co. Private Equity LLC
www.calthermco.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Benson Walter Private Equity
bensonwalterpe.co.uk |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
|
Admiral Global Private Equity
admiralglobal.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| Strategic Private Equity Group | Finansinspektionen | SWE | — | Page | View | |
| Rooney Gallagher Private Equity Partners LLC | Central Bank of Ireland | IRL | — | Page | View | |
| Rooney Gallagher Private Equity Partners | Financial Conduct Authority | GBR | — | Page | View | |
| Strategic Private Equity Group | Financial Market Authority | AUT | — | Page | View | |
| Boston Private Equity | Finansinspektionen | SWE | — | Page | View | |
| Goff Private Equity Limited | Central Bank of Ireland | IRL | — | Page | View | |
| Stansfield Private Equity Ltd. | Finansinspektionen | SWE | — | Page | View | |
| GBH Holding and GBH Private Equity Securities, S.A. | Superintendencia del Mercado de Valores | PAN | — | Page | View | |
| New England Private Equity LLC | Financial Conduct Authority | GBR | — | Page | View | |
| H Taft Private Equity | Financial Conduct Authority | GBR | — | Page | View | |
| Madison Private Equity LLC | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Phoenix Private Equity LLC | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Champel Private Equity SA | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Conquest Private Equity LLC | Financial Market Authority | AUT | — | Page | View | |
| Grand Meridian Private Equity Ltd | Financial Conduct Authority | GBR | — | Page | View | |
| Zurich Private Equity AG | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Conquest Private Equity LLC | Finansinspektionen | SWE | — | Page | View | |
| Strategic Private Equity LLC | Finansinspektionen | SWE | — | Page | View | |
| Strategic Private Equity LLC | Financial Market Authority | AUT | — | Page | View | |
| Harden-Krause Private Equity Ltd | Finansinspektionen | SWE | — | Page | View | |
| Strategic Private Equity LLC | Financial Conduct Authority | GBR | — | Page | View | |
| Winston & Churchill Private Equity | Isle of Man Financial Services Authority | IMN | — | Page | View | |
| Caltherm Co. Private Equity LLC / American Committee of Regulation and Liquidation on Private Ventures | Finansinspektionen | SWE | — | Page | View | |
| Stratford Private Equity PLC | Finansinspektionen | SWE | — | Page | View | |
| ALLIANCE PRIVATE EQUITY LLP | Financial Conduct Authority | GBR | — | Page | View | |
| Dumont Private Equity | The Dutch Authority for the Financial Markets | NLD | — | Page | View | |
| Dumont Private Equity | Finansinspektionen | SWE | — | Page | View | |
| Admiral Global Private Equity Group | Securities and Futures Commission | HKG | — | Page | View | |
| Steinberg Private Equity | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Admiral Global Private Equity | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Benson Walter Private Equity | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Admiral Global Private Equity Group | Ontario Securities Commission | CAN | — | Page | View | |
| The Elliot Private Equity and Commission on Financial & Securities Compliance | Finansinspektionen | SWE | — | Page | View | |
| Plutus Private Equity LLC | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Alexander Kingsley Private Equity Inc | The Dutch Authority for the Financial Markets | NLD | — | Page | View | |
| Wolfs Fundusz Private Equity SA | Polish Financial Supervision Authority | POL | — | Page | View | |
| Thierry Rochelle Private Equity | Commission de Surveillance du Secteur Financier | LUX | — | Page | View | |
| Thierry Rochelle Private Equity (clone of an EEA authorised firm) | Financial Conduct Authority | GBR | — | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.