Regulatory Warnings Database
Over 2 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
2
Flagged Firms
68+
Regulators
73
Countries
Showing 1-2 of 2 results
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| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Harris Trust Private Wealth Management | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Harris Trust Private Wealth Management | Financial Conduct Authority | GBR | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.