Regulatory Warnings Database
Over 5 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
5
Flagged Firms
68+
Regulators
73
Countries
Showing 1-5 of 5 results
Page 1 of 1
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Global Investment Management | Czech National Bank | CZE | — | — | View | |
| Global Investment Management | Ontario Securities Commission | CAN | — | — | View | |
| UBS Global Investment Management Ltd (Clone of FCA & EEA authorised firms) | Financial Conduct Authority | GBR | — | — | View | |
| Brandywine (HK) Global Investment Management Limited / Brandywine HK Financial Management Company Limited | Securities and Futures Commission | HKG | — | — | View | |
| Evallon Investment Limited / Evallon Global Investment Management | Securities and Futures Commission | HKG | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.