Regulatory Warnings Database

Over 24 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

24 Flagged Firms
68+ Regulators
73 Countries
Clear
Showing 1-24 of 24 results Page 1 of 1
Firm Name Regulator Type Country Date Reviews Source
Swiss & Global Asset Management Financial Conduct Authority Unauthorised GBR — — View
Swiss Global Asset Management Financial Conduct Authority Unauthorised GBR — — View
UBS Global Asset Management Funds Ltd Financial Conduct Authority Unauthorised GBR — — View
Norton Global Asset Management Securities and Futures Commission Unauthorised HKG — — View
ATLANTIC GLOBAL ASSET MANAGEMENT, S.A. Comisión Nacional del Mercado de Valores Unauthorised ESP — — View
Amicus Investment,Asashi Mergers & Acquisitions Group,Atlantic Global Asset Management,Brookfield99,Brookfield Investment Management,Capital Invest Europe,Cressman Financial Group,Tian Xi Fu Limited,Hongkong Ztwow Trade Limited Financial Services and Markets Authority Unauthorised BEL — Page View
Atlantic Global Asset Management S.A. Polish Financial Supervision Authority Unauthorised POL — — View
Questra Holdings, Questra World, Atlantic Global Asset Management Financial Services and Markets Authority Unauthorised BEL — — View
Atlantic Global Asset Management Financial Market Authority Unauthorised LIE — — View
Atlantic Global Asset Management SA Securities and Futures Commission Unauthorised HKG — — View
Atlantic Global Asset Management, SA Financial Market Authority Unauthorised AUT — — View
FX Global Asset Management Ltd Polish Financial Supervision Authority Unauthorised POL — — View
Atlantic Global Asset Management Swiss Financial Market Supervisory Authority Unauthorised CHE — — View
Questra World, Questra Holdings and Atlantic Global Asset Management Commissione Nazionale per le Società e la Borsa Unauthorised ITA — — View
www.opcompany.net, Risolvo Srl, Questra World, Atlantic Global Asset Management, www.segnalivincenti.net Commissione Nazionale per le Società e la Borsa Unauthorised ITA — — View
Abraxas Global Asset Management Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
Global Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
IFS Global Asset Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Horizon Global Asset Management Ltd Malta Financial Services Authority Unregistered/Unlicensed entity offeri... MLT — — View
LEGG MASON GLOBAL ASSET MANAGEMENT Financial Services Agency Unregistered/Unlicensed entity offeri... JPN — — View
Global Asset Management Inc. Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View
GS Global Asset Management LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View
Sony Global Asset Management, Ltd. Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View
Atlantic Global Asset Management FCA Unauthorised GBR — — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.