Regulatory Warnings Database

Over 69 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

69 Flagged Firms
68+ Regulators
73 Countries
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Showing 1-50 of 69 results Page 1 of 2
Firm Name Regulator Type Country Date Source
Paysafe Finance (Clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR Feb 2026 View
northerntrustuk.com / northerntrustwealth.com (clone of FCA Authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR Jan 2026 View
FALCONGLOB CAPITAL GROUP INVESTMENTS
Some firms 		Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR Dec 2025 View
Wealth Management Firms Financial Markets Authority Unregistered/Unlicensed entity offeri... NZL Nov 2025 View
UBS Global Investment Management Ltd (Clone of FCA & EEA authorised firms) Financial Conduct Authority Unauthorised GBR — View
Generali Brokers / Generali France / Assicurazioni Generali S.p.A. (Clone of EEA authorised firms) Financial Conduct Authority Unauthorised GBR — View
List of unauthorised firms Malta Financial Services Authority Unauthorised MLT — View
Partners Finances (Cloned firms) Financial Services and Markets Authority Unregistered/Unlicensed entity offeri... BEL — View
Broker Insurance Services Ltd (Clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
JP Morgan Asset Management (clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
RMT500 / RTM500 (clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Heron Wealth Management (clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Vantage Trades (clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Cash2All (Clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Old Mutual Wealth (Clone of FCA Authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Mercer Alternatives (Clone of FCA and EEA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Invesco UK / Invesco Asset Management (Clone of FCA Authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Alta Advisers (Europe) (Clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Man Asset Management / Man Asset Management International (Clone of FCA and EEA Authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Insight Investment (Clone of FCA Authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
BNY Mellon / The Bank of New York Mellon (International) Ltd (Clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Nomura Bank (Clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
DBS Trade / DBS Bonds (Clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Allianz Investor Relations (clone of EEA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Oaktree Capital Management / Oak Tree Capital Management (Clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Intesa Sanpaolo S.p.A., and Intesa Sanpaolo Private Bank (Clones of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Magna Umbrella Fund/ MAGNAUMBRELLAFUND (Clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Metro Bank/metrobanking.co.uk (Clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
UniCredit UK (Clone of EEA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Credit Agricole Italia Spa Ltd (Clone of EEA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
JP Morgan / J.P.Morgan (Clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Credit Suisse Bonds / Suisse Capital Wealth Bonds (Clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
SOVA Asset Management (clone of an EEA and FCA Authorised Firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Insight Investment Limited (Clone of FCA Authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
apsfinancialgroup.com / apsbonds.com (clone of authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Uplift Money (clone of FCA Authorised and Appointed Representative firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Wells Fargo (Clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
DLG Bonds / Direct Line Group PLC (Clone of FCA authorised firms and UK registered companies) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
HPS Partners / HPS Investment Partners (Clone of FCA Authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Bank of America (Clone of FCA Authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Legal and General Recovery (clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
E-on Energy/ www.e-onenergy-optin.com (Clone of FCA Authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Deutsche Bank/ www.investwithdeutsche.com (Clone of FCA Authorised Firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Fairstone Investment (Clone of FCA Authorised Firms and UK Registered Company) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Citadelex / Citadelex.co (clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Happy Penny UK / happypenny.uk (Clone of FCA Authorised Firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
L&G Fixed Rate Bond / lg-investments.co.uk (clone of FCA Authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
TT International / ttfundmanagement.com (clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Morgan Stanley/msaccounts.uk (Clone of FCA Authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Barclays Wealth/ www.wealth-management-services.com (Clone of FCA Authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.