Regulatory Warnings Database

Over 19 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

19 Flagged Firms
68+ Regulators
73 Countries
Clear
Showing 1-19 of 19 results Page 1 of 1
Firm Name Regulator Type Country Date Reviews Source
Capital Asset Financial Markets Authority Unregistered/Unlicensed entity offeri... NZL Nov 2025 Page View
Chain+Capital Assets Taps Financial Markets Authority Unregistered/Unlicensed entity offeri... NZL Nov 2025 Page View
MY CAPITAL ASSETS / mycapitalassets.com Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR May 2025 Page View
Pro Capital Asset Management ASIC (Australia) Unlicensed (Legacy) AUS Aug 2019 Page View
Capital Assets Limited ASIC (Australia) Unlicensed (Legacy) AUS Aug 2019 Page View
Brassel Capital Asset Management Limited Securities and Futures Commission Unauthorised HKG — Page View
Osaka Financial/Nippon Capital Asset Management Danish Financial Supervisory Authority Unauthorised DNK — Page View
Nippon Capital Asset Management Securities and Futures Commission Unauthorised HKG — Page View
Capital Assets UK (Asset Management) Financial Conduct Authority Unauthorised GBR — Page View
Jiu Fu Capital Asset Management Co., Ltd. Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — Page View
Andrioncapital Asset Management SA Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — Page View
ML Capital Asset Management (clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Active Capital Asset Managers (Clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Cortez Capital Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
ML Capital Asset Management (CLONE) Central Bank of Ireland Other IRL — Page View
Synergy Capital Asset Management Financial Markets Authority Other NZL — Page View
BROWNRIDGE CAPITAL ASSET MANAGEMENT Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Spartan Capital Asset Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Capital Asset Management (Hong Kong) Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — Page View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.