Regulatory Warnings Database
Over 4 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
4
Flagged Firms
68+
Regulators
73
Countries
Showing 1-4 of 4 results
Page 1 of 1
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
|
Sinclair Capital Management Limited
www.sinclaircm.com |
ASIC (Australia) | AUS | Aug 2019 | Page | View | |
| St Clair Capital Group | The Dutch Authority for the Financial Markets | NLD | — | — | View | |
| SMART OASIS LLC (CLAIR CAPITAL LTD - https://clair.capital/, MERRICKS INVEST - https://merricksinvest.cc) | Financial Supervisory Authority | ROU | — | — | View | |
| CLAIR CAPITAL | Comisión Nacional del Mercado de Valores | ESP | — | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.