Regulatory Warnings Database
Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
1,434
Flagged Firms
68+
Regulators
73
Countries
Showing 301-350 of 1,434 results
Page 7 of 29
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Western Global Capital Management | Finansinspektionen | SWE | — | Page | View | |
| Windcrest Management Solution, Ltd. | Finansinspektionen | SWE | — | — | View | |
| Brunel Asset Management | Ontario Securities Commission | CAN | — | — | View | |
| Asset Trust Management | Financial Conduct Authority | GBR | — | — | View | |
| Diversified Portfolio Management Invest | Financial Conduct Authority | GBR | — | — | View | |
| Investec Fund Managers | Financial Conduct Authority | GBR | — | — | View | |
| Kentor Asset Management | The Dutch Authority for the Financial Markets | NLD | — | — | View | |
| Campbell Massey Asset Management | The Dutch Authority for the Financial Markets | NLD | — | — | View | |
| Windgate Security Management | Finansinspektionen | SWE | — | — | View | |
| Cooper Company Management | Financial Conduct Authority | GBR | — | — | View | |
| Beijing Management Corporation | Danish Financial Supervisory Authority | DNK | — | — | View | |
| Boesch Haufmann Asset Management Inc. | Finansinspektionen | SWE | — | — | View | |
| Skipton Asset Management Limited | Securities and Futures Commission | HKG | — | — | View | |
| Eastman Asset Management | Finansinspektionen | SWE | — | — | View | |
| Black Swan Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Starke Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Baker & Higgs Asset Management | Finansinspektionen | SWE | — | — | View | |
| Cooper Company Management | Securities and Futures Commission | HKG | — | — | View | |
| Truimph Capital Management | Securities and Futures Commission | HKG | — | Page | View | |
| Sphinx Asia Wealth Management | Securities Commission | MYS | — | — | View | |
| New Outlook Management Group | Finansinspektionen | SWE | — | — | View | |
| New Outlook Management Group | Financial Conduct Authority | GBR | — | — | View | |
| Bright Bridge Wealth Management Inc. | Financial Conduct Authority | GBR | — | — | View | |
| Delta West Financial Management | Finansinspektionen | SWE | — | — | View | |
| Strategic Management, Inc. / International Bureau Trade Commission | Finansinspektionen | SWE | — | — | View | |
| Reliance Asset Management Ltd. | Finansinspektionen | SWE | — | — | View | |
| Baker & Higgs Asset Management | Financial Market Authority | AUT | — | — | View | |
| First Initial Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Raffles Asset Management Inc | Financial Market Authority | AUT | — | — | View | |
| Corporate One Asset Management | Jersey Financial Services Commission | JEY | — | — | View | |
| Corporate One Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Axa Rosenberg Investment Management Ltd | Financial Conduct Authority | GBR | — | — | View | |
| Consolidation Resource Management Inc. | Ontario Securities Commission | CAN | — | — | View | |
| PRIVATIERS ASSET MANAGEMENT | Comissão de Valores Mobiliários | BRA | — | — | View | |
| Svl Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Leggmason Investors Asset Management Plc | Financial Conduct Authority | GBR | — | — | View | |
| Belgrave Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Butler Investment Managers | Financial Conduct Authority | GBR | — | — | View | |
| Blue Sky Management | Financial Conduct Authority | GBR | — | — | View | |
| Affirmative Management Ltd | Securities and Futures Commission | HKG | — | — | View | |
| CEEM Central & Eastern European Markets Asset Management | Financial Market Authority | AUT | — | — | View | |
| Polaris Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Chelsea Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Hartford Asset Management | Finansinspektionen | SWE | — | — | View | |
| Antares Capital Management | Comisión Nacional Bancaria y de Valores | MEX | — | Page | View | |
| Gatemore Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Global Capital Management | Finansinspektionen | SWE | — | Page | View | |
| Berrington Fund Management | Financial Conduct Authority | GBR | — | — | View | |
| Corporate One Asset Management | Finansinspektionen | SWE | — | — | View | |
| Dynamic Wealth Management | Swiss Financial Market Supervisory Authority | CHE | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.