Regulatory Warnings Database

Over 159 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

159 Flagged Firms
68+ Regulators
73 Countries
Clear
Showing 151-159 of 159 results Page 4 of 4
Firm Name Regulator Type Country Date Source
SB Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Silver Spring Capital Management, LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Steve Pearson Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Trident Capital Management, LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Triumph Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Western Global Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
SILVER CAPITAL MANAGEMENT LLC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Paladin Capital Management FCA Unauthorised GBR — View
Emerald Capital Management FCA Unauthorised GBR — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.