Regulatory Warnings Database

Over 187 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

187 Flagged Firms
68+ Regulators
73 Countries
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Showing 151-187 of 187 results Page 4 of 4
Firm Name Regulator Type Country Date Reviews Source
BLUE OCEAN CAPITAL MANAGEMENT LLC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
‘VT CAPITAL MANAGEMENT’ Hellenic Capital Market Commission Unregistered/Unlicensed entity offeri... GRC — Page View
Tricom Capital Management, Alpha-securities Ltd, Wader Securities, and WCT Investments PTE Ltd – Suspected Scam Financial Markets Authority Unregistered/Unlicensed entity offeri... NZL — Page View
Tritone Capital Management AG Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — Page View
Agro Capital Management Berhad (1096795-U) Agro Equities Berhad (870583-P) Agro Capital Management Corp (E0543862013-7) Securities Commission Other MYS — Page View
BMiner Capital Management Securities Commission Other MYS — Page View
12 West Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Alderbrook Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Alexander Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Athens Capital Management LLC / Athens Investments Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Beacon Capital Management Inc. Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Boston Capital Management Inc. Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Brookdale West Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Capital Management Asset Security Commission Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Chartered Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Global Capital Management, Inc. Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Goldman Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Hampton Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Holland Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Legacy Capital Management, LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Litmus Capital Management Group LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Loeb King Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Macellum Capital Management, LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Manhasset Capital Management Group Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Pacific Capital Management LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Pierce Morgan Trust Management, LLC, a.k.a. Pierce Morgan Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Provident Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Reliance Capital Management Advisors Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
SB Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Silver Spring Capital Management, LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Steve Pearson Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Trident Capital Management, LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Triumph Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
Western Global Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — Page View
SILVER CAPITAL MANAGEMENT LLC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Paladin Capital Management FCA Unauthorised GBR — Page View
Emerald Capital Management FCA Unauthorised GBR — Page View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.