Regulatory Warnings Database

Over 127 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

127 Flagged Firms
68+ Regulators
73 Countries
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Showing 101-127 of 127 results Page 3 of 3
Firm Name Regulator Type Country Date Reviews Source
MC Capital Markets LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View
Varalen Capital Markets LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View
Wellington Capital Markets Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View
Stock Capital Markets Autorité des marchés financiers Unregistered/Unlicensed entity offeri... CAN — — View
Universal Capital Markets British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — — View
Universal Capital Markets Autorité des marchés financiers Unregistered/Unlicensed entity offeri... CAN — — View
Titan Capital Markets FCA Unauthorised GBR — — View
Sapphire Capital Markets FCA Unauthorised GBR — Page View
Quantum Capital Markets FCA Unauthorised GBR — — View
Olympus Capital Markets FCA Unauthorised GBR — — View
Nexus Capital Markets FCA Unauthorised GBR — — View
Jade Capital Markets FCA Unauthorised GBR — — View
Falcon Capital Markets FCA Unauthorised GBR — — View
Delta Capital Markets FCA Unauthorised GBR — — View
Alpha Capital Markets FCA Unauthorised GBR — — View
Zenith Capital Markets FCA Unauthorised GBR — — View
Vantage Capital Markets (clone) FCA Clone firm GBR — — View
Trinity Capital Markets FCA Unauthorised GBR — — View
Summit Capital Markets FCA Unauthorised GBR — — View
Sierra Capital Markets FCA Unauthorised GBR — — View
Regal Capital Markets FCA Unauthorised GBR — — View
Primus Capital Markets FCA Unauthorised GBR — — View
Nova Capital Markets FCA Unauthorised GBR — — View
Metro Capital Markets FCA Unauthorised GBR — — View
Lunar Capital Markets FCA Unauthorised GBR — — View
Invictus Capital Markets FCA Unauthorised GBR — — View
Capital Markets Pro FCA Unauthorised GBR — Page View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.