Regulatory Warnings Database

Over 159 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

159 Flagged Firms
68+ Regulators
73 Countries
Clear
Showing 101-150 of 159 results Page 3 of 4
Firm Name Regulator Type Country Date Source
Tenaron Capital Management UK (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Gladstone Capital Management (clone of authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Atlantic Capital Management (clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Carlyle Capital Management Financial Services and Markets Authority Unregistered/Unlicensed entity offeri... BEL — View
IFDC Capital Management LLC Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — View
Bariseau Capital Management (Clone of an EEA Authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Parker Capital Management Group Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Oaktree Capital Management / Oak Tree Capital Management (Clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
NAVARINO CAPITAL MANAGEMENT (CLON) Comisión Nacional del Mercado de Valores Unregistered/Unlicensed entity offeri... ESP — View
Thomas Fricke Capital Management (clone of former PSD Agent) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Mannet Capital Management (clone of former PSD Agent) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Somerset Capital Management (Clone of FCA Authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Ashgrove Capital Management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Black Diamond Capital Management / bdcm.europe.com (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Alpha One Capital Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Renfrew Capital Management (Clone) Central Bank of Ireland Other IRL — View
WHITEWELL CAPITAL MANAGEMENT INC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Dolson Capital Management LLC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
RUMFORD CAPITAL MANAGEMENT GROUP Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Ascend Wealth Capital Management Limited Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — View
Blackridge Capital Management Ltd, Alphascrypto, Fast-Mng Commissione Nazionale per le Società e la Borsa Other ITA — View
YorkCapital EU - cloning of York Capital Management Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — View
BLUE OCEAN CAPITAL MANAGEMENT LLC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
‘VT CAPITAL MANAGEMENT’ Hellenic Capital Market Commission Unregistered/Unlicensed entity offeri... GRC — View
Tricom Capital Management, Alpha-securities Ltd, Wader Securities, and WCT Investments PTE Ltd – Suspected Scam Financial Markets Authority Unregistered/Unlicensed entity offeri... NZL — View
Tritone Capital Management AG Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — View
Agro Capital Management Berhad (1096795-U) Agro Equities Berhad (870583-P) Agro Capital Management Corp (E0543862013-7) Securities Commission Other MYS — View
BMiner Capital Management Securities Commission Other MYS — View
12 West Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Alderbrook Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Alexander Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Athens Capital Management LLC / Athens Investments Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Beacon Capital Management Inc. Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Boston Capital Management Inc. Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Brookdale West Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Capital Management Asset Security Commission Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Chartered Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Global Capital Management, Inc. Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Goldman Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Hampton Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Holland Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Legacy Capital Management, LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Litmus Capital Management Group LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Loeb King Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Macellum Capital Management, LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Manhasset Capital Management Group Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Pacific Capital Management LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Pierce Morgan Trust Management, LLC, a.k.a. Pierce Morgan Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Provident Capital Management Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Reliance Capital Management Advisors Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.