Regulatory Warnings Database

Over 187 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

187 Flagged Firms
68+ Regulators
73 Countries
Clear
Showing 101-150 of 187 results Page 3 of 4
Firm Name Regulator Type Country Date Reviews Source
Kaufman Capital Management Securities and Futures Commission Unauthorised HKG — Page View
Collardi Capital Management S.A. Commission de Surveillance du Secteur Financier Unauthorised LUX — Page View
Peak Capital Management Securities and Futures Commission Unauthorised HKG — Page View
Labanna Capital Management Australian Securities and Investments Commission Unauthorised AUS — Page View
Locker Capital Management Australian Securities and Investments Commission Unauthorised AUS — Page View
Intermediate Capital Group – Millennium Capital Management Ltd Securities and Futures Commission Unauthorised HKG — Page View
AMC CAPITAL INVEST/AMC CAPITAL MANAGEMENT (Clone of FCA EEA Firm) Financial Conduct Authority Unauthorised GBR — Page View
DTCM Capital Management Limited / DTCM Asset Management (HK) Limited / DTCM Consulting Limited Securities and Futures Commission Unauthorised HKG — Page View
Lexinta Capital Management Limited/Lexinta Group Limited Securities and Futures Commission Unauthorised HKG — Page View
Atlantic Capital Management,Dynamic Target Marketing,MWI Consultants,Premier Capital Group,Sky Way CPA&Co Financial Services and Markets Authority Unauthorised BEL — Page View
Britannia Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Allied Capital Management L.P. Swiss Financial Market Supervisory Authority Unauthorised CHE — Page View
Allied Capital Management L.P Australian Securities and Investments Commission Unauthorised AUS — Page View
J&T Capital Management Financial Market Authority Unauthorised LIE — Page View
Greenwood Capital Management Swiss Financial Market Supervisory Authority Unauthorised CHE — Page View
Howard Capital Management Pty Ltd Securities and Futures Commission Unauthorised HKG — Page View
Bridge Road Capital Management Central Bank of Ireland Unauthorised IRL — Page View
Deutsche Capital Management Ltd (clone) Financial Conduct Authority Unauthorised GBR — Page View
Ledger Capital Management Financial Market Authority Unauthorised AUT — Page View
Alliance Capital Management Limited Securities and Futures Commission Unauthorised HKG — Page View
Zurich Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Capital Managements Financial Market Authority Unregistered/Unlicensed entity offeri... AUT — Page View
King Capital Management Financial Markets Authority Unregistered/Unlicensed entity offeri... NZL — Page View
Swaye Capital Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — Page View
Alderbrook Capital Management Financial Markets Authority Unregistered/Unlicensed entity offeri... NZL — Page View
Orion Holdings Capital Management and OH Capital Financial Markets Authority Unregistered/Unlicensed entity offeri... NZL — Page View
Tenaron Capital Management UK (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Gladstone Capital Management (clone of authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Atlantic Capital Management (clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Carlyle Capital Management Financial Services and Markets Authority Unregistered/Unlicensed entity offeri... BEL — Page View
IFDC Capital Management LLC Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — Page View
Bariseau Capital Management (Clone of an EEA Authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Parker Capital Management Group Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Oaktree Capital Management / Oak Tree Capital Management (Clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
NAVARINO CAPITAL MANAGEMENT (CLON) Comisión Nacional del Mercado de Valores Unregistered/Unlicensed entity offeri... ESP — Page View
Thomas Fricke Capital Management (clone of former PSD Agent) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Mannet Capital Management (clone of former PSD Agent) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Somerset Capital Management (Clone of FCA Authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Ashgrove Capital Management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Black Diamond Capital Management / bdcm.europe.com (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Alpha One Capital Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Renfrew Capital Management (Clone) Central Bank of Ireland Other IRL — Page View
WHITEWELL CAPITAL MANAGEMENT INC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Dolson Capital Management LLC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
RUMFORD CAPITAL MANAGEMENT GROUP Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Ascend Wealth Capital Management Limited Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — Page View
Blackridge Capital Management Ltd, Alphascrypto, Fast-Mng Commissione Nazionale per le Società e la Borsa Other ITA — Page View
YorkCapital EU - cloning of York Capital Management Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — Page View
Impersonation of Capital Managed Investments Ltd (capitalmanagedinvestmentsglobal.com) Australian Securities and Investments Commission Other AUS — Page View
Impersonation of Capital Managed Investments Ltd (capitalmanagedinvestmentsltd.com) Australian Securities and Investments Commission Other AUS — Page View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.