Regulatory Warnings Database
Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
1,434
Flagged Firms
68+
Regulators
73
Countries
Showing 1,301-1,350 of 1,434 results
Page 27 of 29
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Bloomfield Trust Management, LLC | Securities and Exchange Commission | USA | — | — | View | |
| Blue Bayou Prospect Management | Securities and Exchange Commission | USA | — | — | View | |
| Boesch Haufmann Asset Management, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Boston Capital Management Inc. | Securities and Exchange Commission | USA | — | Page | View | |
| Boston Management & Research | Securities and Exchange Commission | USA | — | — | View | |
| Brant Fletcher Trust Management | Securities and Exchange Commission | USA | — | — | View | |
| Brookdale Management Consultancy, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Brookdale West Capital Management | Securities and Exchange Commission | USA | — | Page | View | |
| Cantata Equity Management | Securities and Exchange Commission | USA | — | — | View | |
| Capital Management Asset Security Commission | Securities and Exchange Commission | USA | — | Page | View | |
| Capital One Management Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Capital Trust Management, LLC | Securities and Exchange Commission | USA | — | Page | View | |
| Centrade Management Corp. | Securities and Exchange Commission | USA | — | — | View | |
| Century Management Division, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Chartered Capital Management | Securities and Exchange Commission | USA | — | Page | View | |
| CitiWealth Asset Management | Securities and Exchange Commission | USA | — | — | View | |
| Clarus Capital Group Management | Securities and Exchange Commission | USA | — | — | View | |
| Cooper Company Management | Securities and Exchange Commission | USA | — | — | View | |
| Crest Trust Management, LLC | Securities and Exchange Commission | USA | — | — | View | |
| Delta West Financial Management | Securities and Exchange Commission | USA | — | — | View | |
| Diversified Portfolio Management Invest, a.k.a. DPM Invest | Securities and Exchange Commission | USA | — | — | View | |
| Eastwest Management Group Ltd. | Securities and Exchange Commission | USA | — | — | View | |
| Empire Financial Management Incorporated | Securities and Exchange Commission | USA | — | — | View | |
| Equity Trust Management, LLC | Securities and Exchange Commission | USA | — | — | View | |
| Federal Asset Management | Securities and Exchange Commission | USA | — | — | View | |
| Feinler Management Group | Securities and Exchange Commission | USA | — | — | View | |
| Fieldia Asset Management | Securities and Exchange Commission | USA | — | — | View | |
| Financial Asset Management, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| First Financial Management | Securities and Exchange Commission | USA | — | — | View | |
| First Independent Accounting & Management Services Inc. | Securities and Exchange Commission | USA | — | Page | View | |
| Glendale Management Group | Securities and Exchange Commission | USA | — | — | View | |
| Global Asset Management Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Global Capital Management, Inc. | Securities and Exchange Commission | USA | — | Page | View | |
| Global Direct Asset Management | Securities and Exchange Commission | USA | — | — | View | |
| Goldman Capital Management | Securities and Exchange Commission | USA | — | Page | View | |
| Greystone Asset Management | Securities and Exchange Commission | USA | — | — | View | |
| GS Global Asset Management LLC | Securities and Exchange Commission | USA | — | — | View | |
| Hampton Capital Management | Securities and Exchange Commission | USA | — | Page | View | |
| Holland Capital Management | Securities and Exchange Commission | USA | — | Page | View | |
| Kobe Asset Management | Securities and Exchange Commission | USA | — | — | View | |
| Kramer & Associates Management Group LLC | Securities and Exchange Commission | USA | — | — | View | |
| Legacy Capital Management, LLC | Securities and Exchange Commission | USA | — | Page | View | |
| Legal Management Consultants | Securities and Exchange Commission | USA | — | — | View | |
| Legg and Berman Acquisitions Management | Securities and Exchange Commission | USA | — | — | View | |
| Lincoln & Rutherford Trust Management | Securities and Exchange Commission | USA | — | — | View | |
| Lindenberg Asset Management | Securities and Exchange Commission | USA | — | — | View | |
| Litmus Capital Management Group LLC | Securities and Exchange Commission | USA | — | Page | View | |
| Loeb King Capital Management | Securities and Exchange Commission | USA | — | Page | View | |
| Macellum Capital Management, LLC | Securities and Exchange Commission | USA | — | Page | View | |
| Manhasset Capital Management Group | Securities and Exchange Commission | USA | — | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.