Regulatory Warnings Database

Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

1,434 Flagged Firms
68+ Regulators
73 Countries
Clear
Showing 951-1,000 of 1,434 results Page 20 of 29
Firm Name Regulator Type Country Date Reviews Source
Assurix Asset Management (clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Capital Financial Management (clone of authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Sterling ISA Managers (Clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Morgan Stanley Investment Management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Britannia Management (Clone of FCA Authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Integral Asset Management (clone of authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Apera Asset Management (Clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Global Asset Management Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
www.afomanagement.com Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
Securities Management Consultants, Inc. British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — — View
Credit and Loan Management Limited (Clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Cramer Wealth Management (Clone of an EEA Authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Vandebeek Wealth Management (Clone of an EEA Authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
AFOManagement Financial Markets Authority Other NZL — — View
Carlyle Capital Management Financial Services and Markets Authority Unregistered/Unlicensed entity offeri... BEL — Page View
Werner Hahn Capital / Werner Hahn Wealth Management (Clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Man Asset Management / Man Asset Management International (Clone of FCA and EEA Authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Parilease Wealth / Parilease (UK) Wealth Management (clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Midas Wealth Management Securities Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
BN Private Wealth Management / BN London / BN Wealth (Clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
QUADRIGA ASSET MANAGERS (CLON) Comisión Nacional del Mercado de Valores Unregistered/Unlicensed entity offeri... ESP — — View
Crypterium Financial Services, bstox24, Luxor Asset ManagementTrust, GFX FINANCE” Capital Letter GMBH, Terratech Ltd, Tio Markets Ltd Commissione Nazionale per le Società e la Borsa Other ITA — Page View
MCManagement Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
IFDC Capital Management LLC Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — Page View
Investment Management Co. Pty Ltd Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
Osaka Matsui Management Financial Market Authority Unregistered/Unlicensed entity offeri... AUT — — View
Parilease (UK) Wealth Management Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Infinity Trust Management Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — — View
Lyon Royal Equity Wealth Management (Clone of an EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Natixis life and wealth investment Management (clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Ambrosia Asset Management UK (clone of formerly EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Crown-Thompson Global Wealth Management LLC Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Moneycorp Life and Wealth Invesment Management (Clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Norden Wealth Management (clone of previously EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Bariseau Capital Management (Clone of an EEA Authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
O.D.D. ASSET MANAGEMENT / ODD Asset Management (Clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Tan Allen Piguet Asset Management Commission de Surveillance du Secteur Financier Unregistered/Unlicensed entity offeri... LUX — — View
Montgrand Wealth Management (Clone of an EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
AXA Investment Managers / AXA plc (clone of FCA authorised firm / FCA recognised product / UK registered company) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Escrow Services Limited / Escrow Services Limited Asset Management Limited Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — Page View
McLaren Asset Management (clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Foncier Private Wealth Management (clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
LBP Asset Management (Clone of an EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
RBC Wealth Management (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Parker Capital Management Group Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Oaktree Capital Management / Oak Tree Capital Management (Clone of FCA authorised firms) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Nexus Wealth Management (clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Edge Investment Management Limited Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
Evallon Investment Limited / Evallon Global Investment Management Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — — View
Phase Asset Management (Clone of EEA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.