Regulatory Warnings Database
Over 71 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
71
Flagged Firms
68+
Regulators
73
Countries
Showing 51-71 of 71 results
Page 2 of 2
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Commission on Securities & Financial Equities | Securities and Exchange Commission | USA | — | Page | View | |
| Diversified Global Equities Group | Securities and Exchange Commission | USA | — | Page | View | |
| Equities Registrar | Securities and Exchange Commission | USA | — | Page | View | |
| Equities Trading Commission | Securities and Exchange Commission | USA | — | Page | View | |
| Federal Equities Corporation | Securities and Exchange Commission | USA | — | Page | View | |
| Financial Securities and Equities Bureau (FSEB) | Securities and Exchange Commission | USA | — | Page | View | |
| Global Direct Equities LLC | Securities and Exchange Commission | USA | — | Page | View | |
| Global Equities, Inc. | Securities and Exchange Commission | USA | — | Page | View | |
| International Equities Administrators | Securities and Exchange Commission | USA | — | Page | View | |
| International Securities and Equities Board | Securities and Exchange Commission | USA | — | Page | View | |
| Leo Equities | Securities and Exchange Commission | USA | — | Page | View | |
| Qual Invest Equities | Securities and Exchange Commission | USA | — | Page | View | |
| Quantum Global Equities Inc. | Securities and Exchange Commission | USA | — | Page | View | |
| Stamford Niles Equities, LLC | Securities and Exchange Commission | USA | — | Page | View | |
| Universal Equities Consolidated LLC | Securities and Exchange Commission | USA | — | Page | View | |
| Western Equities Corporation | Securities and Exchange Commission | USA | — | Page | View | |
| https://equiti-global-markets.com | Comisión Nacional del Mercado de Valores | ESP | — | Page | View | |
| Vodel Global Equities | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Department of International Equities | Securities and Exchange Commission | USA | — | Page | View | |
| hibiscusequities.com (Clone of FCA authorised firm) | Financial Conduct Authority | GBR | — | Page | View | |
| HTTPS://EQUITI-GLOBALMARKETS.COM | Comisión Nacional del Mercado de Valores | ESP | — | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.