Regulatory Warnings Database

Over 107 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

107 Flagged Firms
68+ Regulators
73 Countries
Clear
Showing 51-100 of 107 results Page 2 of 3
Firm Name Regulator Type Country Date Source
Capital Markets Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — View
“Matrix banco”, Acquantum Ag, Inter Media, Equalizer, Uptos, “247 First Invest", “Wallwood Broker", NorthfintechFX Trading Services, KBS Capital Markets, Jean Pierre Technologies, Dinengo Partners Commissione Nazionale per le Società e la Borsa Other ITA — View
Plan Bit Global Limited and Plan Bit Tech Ltd, Kaf Trade Ltd and K-Trade Ltd, Amber, KBS Capital Markets LTD, Bellerphon and Bliz Biz Pty Ltd Commissione Nazionale per le Società e la Borsa Other ITA — View
UNIVERSAL CAPITAL MARKETS LIMITED (CLON) Comisión Nacional del Mercado de Valores Unregistered/Unlicensed entity offeri... ESP — View
Capital Markets London (clone of authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
RBC Capital Markets / RBC Investor & Treasury Services / RBC Financial Group (clone of authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
JC Capital Markets Ltd. British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — View
Fcs Technology Ltd, Investigram Ltd, Donnybrook Consulting Ltd, Kbs Capital Markets Ltd Commissione Nazionale per le Società e la Borsa Other ITA — View
Widdershins Group, Lollygag Partners, Terratech, Kbs Capital Markets Commissione Nazionale per le Società e la Borsa Other ITA — View
Tide Capital Markets- Clone of a previously Authorised FCA firm (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Triton Capital Markets Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Louis Capital Markets / louiscapital.co.uk (Clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
international capital markets Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
Liquidspro Capital Markets / Triton Financial Market Authority Unregistered/Unlicensed entity offeri... AUT — View
Basel Capital Markets British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — View
Fxtrade Capital Markets Ltd / Fxtradewolf Malta Financial Services Authority Unregistered/Unlicensed entity offeri... MLT — View
EQUITI CAPITAL MARKETS Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — View
RBC Capital Markets LLC (no relation to the registered firm RBC Capital Markets, LLC) British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — View
Impersonation of International Capital Markets Pty. Ltd. (spacxtrade.com) Australian Securities and Investments Commission Other AUS — View
Impersonation of Omega Capital Markets (omegacm.net) Australian Securities and Investments Commission Other AUS — View
Sequoia Capital Markets British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — View
Canadian Capital Markets British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — View
NumberOne Capital Markets Alberta Securities Commission Unregistered/Unlicensed entity offeri... CAN — View
Canadian Capital Markets Alberta Securities Commission Unregistered/Unlicensed entity offeri... CAN — View
Canadian Capital Markets Ontario Securities Commission Unregistered/Unlicensed entity offeri... CAN — View
Canadian Capital Markets Autorité des marchés financiers Unregistered/Unlicensed entity offeri... CAN — View
AIA Capital Markets, LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Digital Capital Markets LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Global Capital Markets Worldwide Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
JC Capital Markets LTD Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
MC Capital Markets LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Varalen Capital Markets LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Wellington Capital Markets Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — View
Stock Capital Markets Autorité des marchés financiers Unregistered/Unlicensed entity offeri... CAN — View
Universal Capital Markets British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — View
Universal Capital Markets Autorité des marchés financiers Unregistered/Unlicensed entity offeri... CAN — View
Titan Capital Markets FCA Unauthorised GBR — View
Sapphire Capital Markets FCA Unauthorised GBR — View
Quantum Capital Markets FCA Unauthorised GBR — View
Olympus Capital Markets FCA Unauthorised GBR — View
Nexus Capital Markets FCA Unauthorised GBR — View
Jade Capital Markets FCA Unauthorised GBR — View
Falcon Capital Markets FCA Unauthorised GBR — View
Delta Capital Markets FCA Unauthorised GBR — View
Alpha Capital Markets FCA Unauthorised GBR — View
Zenith Capital Markets FCA Unauthorised GBR — View
Vantage Capital Markets (clone) FCA Clone firm GBR — View
Trinity Capital Markets FCA Unauthorised GBR — View
Summit Capital Markets FCA Unauthorised GBR — View
Sierra Capital Markets FCA Unauthorised GBR — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.