Regulatory Warnings Database

Over 127 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

127 Flagged Firms
68+ Regulators
73 Countries
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Showing 51-100 of 127 results Page 2 of 3
Firm Name Regulator Type Country Date Reviews Source
Trade12, owned and operated by Exo Capital Markets Limited and Global Fin Services Ltd. British Columbia Securities Commission Unauthorised CAN — Page View
FIRST INVESTMENTS CAPITAL MARKETS Comisión Nacional del Mercado de Valores Unauthorised ESP — — View
CFD Capital Markets British Columbia Securities Commission Unauthorised CAN — — View
CAPITAL MARKETS BANC Comisión Nacional del Mercado de Valores Unauthorised ESP — — View
EXO CAPITAL MARKETS LTD (TRADE 12) Comissão de Valores Mobiliários Unauthorised BRA — Page View
Spot Capital Markets Ltd Polish Financial Supervision Authority Unauthorised POL — Page View
EXO CAPITAL MARKETS LIMITED Comisión Nacional del Mercado de Valores Unauthorised ESP — — View
Continental Capital Markets Ltd (clone) Financial Conduct Authority Unauthorised GBR — — View
Exo Capital Markets, Instafx24, Marketier Holdings, InOut Capital LP Commissione Nazionale per le Società e la Borsa Unauthorised ITA — — View
JT CAPITAL MARKETS Financial Conduct Authority Unauthorised GBR — — View
European Capital Markets Ltd (clone of an FCA authorised firm) Financial Conduct Authority Unauthorised GBR — — View
Mira Capital Markets LTD Comisión Nacional del Mercado de Valores Unregistered/Unlicensed entity offeri... ESP — — View
Stanford Capital Markets Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Infinity Capital Markets Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Morgan Cowen Capital Markets The Dutch Authority for the Financial Markets Unregistered/Unlicensed entity offeri... NLD — — View
JT Capital Markets Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Stanford Capital Markets Swiss Financial Market Supervisory Authority Unregistered/Unlicensed entity offeri... CHE — — View
Shore Capital Markets / Shore Capital Markets UK Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Morgan Cowen Capital Markets (www.morgan-cowen.com) Financial Services and Markets Authority Unregistered/Unlicensed entity offeri... BEL — — View
Pro Capital Markets Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Capital Markets Securities and Futures Commission Unregistered/Unlicensed entity offeri... HKG — Page View
“Matrix banco”, Acquantum Ag, Inter Media, Equalizer, Uptos, “247 First Invest", “Wallwood Broker", NorthfintechFX Trading Services, KBS Capital Markets, Jean Pierre Technologies, Dinengo Partners Commissione Nazionale per le Società e la Borsa Other ITA — Page View
Plan Bit Global Limited and Plan Bit Tech Ltd, Kaf Trade Ltd and K-Trade Ltd, Amber, KBS Capital Markets LTD, Bellerphon and Bliz Biz Pty Ltd Commissione Nazionale per le Società e la Borsa Other ITA — — View
UNIVERSAL CAPITAL MARKETS LIMITED (CLON) Comisión Nacional del Mercado de Valores Unregistered/Unlicensed entity offeri... ESP — — View
Capital Markets London (clone of authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
RBC Capital Markets / RBC Investor & Treasury Services / RBC Financial Group (clone of authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
JC Capital Markets Ltd. British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — — View
Fcs Technology Ltd, Investigram Ltd, Donnybrook Consulting Ltd, Kbs Capital Markets Ltd Commissione Nazionale per le Società e la Borsa Other ITA — — View
Widdershins Group, Lollygag Partners, Terratech, Kbs Capital Markets Commissione Nazionale per le Società e la Borsa Other ITA — — View
Tide Capital Markets- Clone of a previously Authorised FCA firm (clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Triton Capital Markets Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
Louis Capital Markets / louiscapital.co.uk (Clone of FCA authorised firm) Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — — View
international capital markets Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
Liquidspro Capital Markets / Triton Financial Market Authority Unregistered/Unlicensed entity offeri... AUT — — View
Basel Capital Markets British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — Page View
Fxtrade Capital Markets Ltd / Fxtradewolf Malta Financial Services Authority Unregistered/Unlicensed entity offeri... MLT — — View
EQUITI CAPITAL MARKETS Financial Conduct Authority Unregistered/Unlicensed entity offeri... GBR — Page View
RBC Capital Markets LLC (no relation to the registered firm RBC Capital Markets, LLC) British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — — View
Impersonation of International Capital Markets Pty. Ltd. (spacxtrade.com) Australian Securities and Investments Commission Other AUS — Page View
Impersonation of Omega Capital Markets (omegacm.net) Australian Securities and Investments Commission Other AUS — Page View
Sequoia Capital Markets British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — Page View
Canadian Capital Markets British Columbia Securities Commission Unregistered/Unlicensed entity offeri... CAN — — View
NumberOne Capital Markets Alberta Securities Commission Unregistered/Unlicensed entity offeri... CAN — — View
Canadian Capital Markets Alberta Securities Commission Unregistered/Unlicensed entity offeri... CAN — — View
Canadian Capital Markets Ontario Securities Commission Unregistered/Unlicensed entity offeri... CAN — — View
Canadian Capital Markets Autorité des marchés financiers Unregistered/Unlicensed entity offeri... CAN — — View
AIA Capital Markets, LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View
Digital Capital Markets LLC Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View
Global Capital Markets Worldwide Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View
JC Capital Markets LTD Securities and Exchange Commission Unregistered/Unlicensed entity offeri... USA — — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.