Regulatory Warnings Database
Over 181 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
181
Flagged Firms
68+
Regulators
73
Countries
Showing 51-100 of 181 results
Page 2 of 4
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Macellum Capital Management | Jersey Financial Services Commission | JEY | — | Page | View | |
| Pierce Morgan Capital Management | Finansinspektionen | SWE | — | Page | View | |
| Isaac Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Pierce Morgan Capital Management LLC | Financial Conduct Authority | GBR | — | Page | View | |
| Vista Capital Management | Securities and Futures Commission | HKG | — | Page | View | |
| Isis Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| BlueCrest Capital Management / BlueCrest New Investment Capital Hedge Fund (NewCap) | Financial Conduct Authority | GBR | — | Page | View | |
| Wells Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Millennium Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Epsilon Capital Management | Central Bank of Ireland | IRL | — | Page | View | |
| Warner Abbott Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Epsilon Capital Management ECM | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Litmus Capital Management Group | Finansinspektionen | SWE | — | Page | View | |
| Litmus Capital Management Group | Financial Conduct Authority | GBR | — | Page | View | |
| Pacific Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Spectrum Capital Management | Securities and Futures Commission | HKG | — | Page | View | |
| Summit Capital Management | Securities and Futures Commission | HKG | — | Page | View | |
| Blackstar Capital Management Limited | British Virgin Islands Financial Services Commission | VGB | — | Page | View | |
| Stabilico Capital Management, Reloaded LLC | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Platinum Capital Management Limited | Financial Conduct Authority | GBR | — | Page | View | |
| Legacy Capital Management | Central Bank of Ireland | IRL | — | Page | View | |
| Fusion Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Saba Capital Management | Securities and Futures Commission | HKG | — | Page | View | |
| Temple Nugent Capital Management / Temple and Nugent Investments | Financial Conduct Authority | GBR | — | Page | View | |
| Madley Capital Management Limited | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Summit Capital Management | The Dutch Authority for the Financial Markets | NLD | — | Page | View | |
| Hayes Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Estlander & Ronnlund Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Asset Capital Management | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| KTC Capital Management | Securities Commission | MYS | — | Page | View | |
| Hexagon Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Hexagon Capital Management | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| AVA Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Crown Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Asian Direct Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Wagner Capital Management Group | Financial Conduct Authority | GBR | — | Page | View | |
| Wagner Capital Management Group | Central Bank of Ireland | IRL | — | Page | View | |
| Josef Lang Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| BBL Capital Management, SA. | Czech National Bank | CZE | — | Page | View | |
| Labanna Capital Management | Danish Financial Supervisory Authority | DNK | — | Page | View | |
| - Condor Capital Management, Advanced Global Securities Corporation (AGS Corporation) (cloned firm), CCMGT Management Consultancy and CME Global Corporation- Cunningham Mutual- Manniworth Co Ltd, Elantra Ltd and Deniver Ltd- Prestige Equity and Pro-Nice L | Financial Services and Markets Authority | BEL | — | Page | View | |
| Locker Global Management / Locker Capital Management | Commission de Surveillance du Secteur Financier | LUX | — | Page | View | |
| Novus Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Branford Capital Management | Australian Securities and Investments Commission | AUS | — | Page | View | |
| LP Suisse Capital Management AG | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| GF Capital Management (clone) | Financial Conduct Authority | GBR | — | Page | View | |
| Kaufman Capital Management | Securities and Futures Commission | HKG | — | Page | View | |
| Collardi Capital Management S.A. | Commission de Surveillance du Secteur Financier | LUX | — | Page | View | |
| Peak Capital Management | Securities and Futures Commission | HKG | — | Page | View | |
| Labanna Capital Management | Australian Securities and Investments Commission | AUS | — | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.