Regulatory Warnings Database

Over 187 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

187 Flagged Firms
68+ Regulators
73 Countries
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Showing 51-100 of 187 results Page 2 of 4
Firm Name Regulator Type Country Date Reviews Source
Global Capital Management Finansinspektionen Unauthorised SWE — Page View
Grus Capital Management Comisión Nacional del Mercado de Valores Unauthorised ESP — Page View
Real-Bot Capital Management Comisión Nacional del Mercado de Valores Unauthorised ESP — Page View
Macellum Capital Management Jersey Financial Services Commission Unauthorised JEY — Page View
Pierce Morgan Capital Management Finansinspektionen Unauthorised SWE — Page View
Isaac Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Pierce Morgan Capital Management LLC Financial Conduct Authority Unauthorised GBR — Page View
Vista Capital Management Securities and Futures Commission Unauthorised HKG — Page View
Isis Capital Management Financial Conduct Authority Unauthorised GBR — Page View
BlueCrest Capital Management / BlueCrest New Investment Capital Hedge Fund (NewCap) Financial Conduct Authority Unauthorised GBR — Page View
Wells Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Millennium Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Epsilon Capital Management Central Bank of Ireland Unauthorised IRL — Page View
Warner Abbott Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Epsilon Capital Management ECM Swiss Financial Market Supervisory Authority Unauthorised CHE — Page View
Litmus Capital Management Group Finansinspektionen Unauthorised SWE — Page View
Litmus Capital Management Group Financial Conduct Authority Unauthorised GBR — Page View
Pacific Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Spectrum Capital Management Securities and Futures Commission Unauthorised HKG — Page View
Global Capital Managers, S.A. / Inter Euro Data, S.A Superintendencia del Mercado de Valores Unauthorised PAN — Page View
Summit Capital Management Securities and Futures Commission Unauthorised HKG — Page View
Blackstar Capital Management Limited British Virgin Islands Financial Services Commission Unauthorised VGB — Page View
Stabilico Capital Management, Reloaded LLC Swiss Financial Market Supervisory Authority Unauthorised CHE — Page View
Platinum Capital Management Limited Financial Conduct Authority Unauthorised GBR — Page View
Legacy Capital Management Central Bank of Ireland Unauthorised IRL — Page View
Fusion Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Saba Capital Management Securities and Futures Commission Unauthorised HKG — Page View
Temple Nugent Capital Management / Temple and Nugent Investments Financial Conduct Authority Unauthorised GBR — Page View
Madley Capital Management Limited Australian Securities and Investments Commission Unauthorised AUS — Page View
Summit Capital Management The Dutch Authority for the Financial Markets Unauthorised NLD — Page View
Hayes Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Estlander & Ronnlund Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Asset Capital Management Swiss Financial Market Supervisory Authority Unauthorised CHE — Page View
KTC Capital Management Securities Commission Unauthorised MYS — Page View
Hexagon Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Hexagon Capital Management Swiss Financial Market Supervisory Authority Unauthorised CHE — Page View
AVA Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Crown Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Asian Direct Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Wagner Capital Management Group Financial Conduct Authority Unauthorised GBR — Page View
Wagner Capital Management Group Central Bank of Ireland Unauthorised IRL — Page View
Josef Lang Capital Management Financial Conduct Authority Unauthorised GBR — Page View
BBL Capital Management, SA. Czech National Bank Unauthorised CZE — Page View
Labanna Capital Management Danish Financial Supervisory Authority Unauthorised DNK — Page View
- Condor Capital Management, Advanced Global Securities Corporation (AGS Corporation) (cloned firm), CCMGT Management Consultancy and CME Global Corporation- Cunningham Mutual- Manniworth Co Ltd, Elantra Ltd and Deniver Ltd- Prestige Equity and Pro-Nice L Financial Services and Markets Authority Unauthorised BEL — Page View
Locker Global Management / Locker Capital Management Commission de Surveillance du Secteur Financier Unauthorised LUX — Page View
Novus Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Branford Capital Management Australian Securities and Investments Commission Unauthorised AUS — Page View
LP Suisse Capital Management AG Swiss Financial Market Supervisory Authority Unauthorised CHE — Page View
GF Capital Management (clone) Financial Conduct Authority Unauthorised GBR — Page View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.