Regulatory Warnings Database
Over 59 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
59
Flagged Firms
68+
Regulators
73
Countries
Showing 51-59 of 59 results
Page 2 of 2
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| LEGG MASON GLOBAL ASSET MANAGEMENT | Financial Services Agency | JPN | — | — | View | |
| Federal Asset Management | Securities and Exchange Commission | USA | — | — | View | |
| Financial Asset Management, Inc. | Securities and Exchange Commission | USA | — | — | View | |
| Global Asset Management Inc. | Securities and Exchange Commission | USA | — | — | View | |
| GS Global Asset Management LLC | Securities and Exchange Commission | USA | — | — | View | |
| Sony Global Asset Management, Ltd. | Securities and Exchange Commission | USA | — | — | View | |
| Spartan Capital Asset Management | Securities and Exchange Commission | USA | — | Page | View | |
| Capital Asset Management (Hong Kong) | Securities and Futures Commission | HKG | — | Page | View | |
| Atlantic Global Asset Management | FCA | GBR | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.