Regulatory Warnings Database
Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
1,434
Flagged Firms
68+
Regulators
73
Countries
Showing 801-850 of 1,434 results
Page 17 of 29
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Apollo Management | Financial Conduct Authority | GBR | — | — | View | |
| Redcap Management | Financial Conduct Authority | GBR | — | — | View | |
| Züricher Wealth Management AG | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| HK Guojing Investment Management Limited | Securities and Futures Commission | HKG | — | — | View | |
| Asahi Marusan Management | Financial Services and Markets Authority | BEL | — | — | View | |
| Bridge Road Capital Management | Central Bank of Ireland | IRL | — | Page | View | |
| Deutsche Capital Management Ltd (clone) | Financial Conduct Authority | GBR | — | Page | View | |
| Capital Assets UK (Asset Management) | Financial Conduct Authority | GBR | — | Page | View | |
| Royal London Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Seveninvest Management Limited | Financial Conduct Authority | GBR | — | — | View | |
| Starwood Asset Management Fund (clone of authorised firm) | Financial Conduct Authority | GBR | — | — | View | |
| Ledger Capital Management | Financial Market Authority | AUT | — | Page | View | |
| Wainwright Marks Management | Financial Services and Markets Authority | BEL | — | — | View | |
| Reed Cavendish Wealth Management | Financial Services and Markets Authority | BEL | — | — | View | |
| Royston Carr Asset Management | Financial Services and Markets Authority | BEL | — | — | View | |
| Saga Nagoya Securities | Financial Services and Markets Authority | BEL | — | — | View | |
| AON Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Harper Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Alliance Capital Management Limited | Securities and Futures Commission | HKG | — | Page | View | |
| Wainwright Marks Management | The Dutch Authority for the Financial Markets | NLD | — | — | View | |
| Accounts Manager Limited | Securities and Futures Commission | HKG | — | — | View | |
| Insight Managed Funds | Financial Conduct Authority | GBR | — | — | View | |
| Tri-Sun Management | Finansinspektionen | SWE | — | — | View | |
| ACM Alpha Consulting Management AG | Polish Financial Supervision Authority | POL | — | — | View | |
| ACM Alpha Consulting Management EST | Polish Financial Supervision Authority | POL | — | — | View | |
| www.bhwmanagement.com | Financial Market Authority | AUT | — | — | View | |
| Dawn Light Asset Management | Securities and Futures Commission | HKG | — | — | View | |
| Insight Managed Funds | Commission de Surveillance du Secteur Financier | LUX | — | — | View | |
| Royston Carr Asset Management | Financial Market Authority | AUT | — | — | View | |
| Old Trader Investment Management | Securities and Futures Commission | HKG | — | Page | View | |
| Aim Global Insurance Management Limited | Securities and Futures Commission | HKG | — | — | View | |
| Futong Investment Management Limited | Securities and Futures Commission | HKG | — | — | View | |
| Cooper Newton Management Group / Cooper-Newton Management Group | Financial Conduct Authority | GBR | — | Page | View | |
| Zurich Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Yingsheng Financial Investment Management Co., Limited | Securities and Futures Commission | HKG | — | — | View | |
| Tomas Tisler Financial Management | Financial Conduct Authority | GBR | — | — | View | |
| Hernuel Management | Financial Market Authority | AUT | — | — | View | |
| BAT Financial Management | Financial Conduct Authority | GBR | — | — | View | |
| Blackwell Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| www.carsana-management.com, Efor Holdings Ltd and Bonvita Partners Ou, Esos International Ltd and Kadeky International Sro , Capital Tech Ltd and Pbox Ltd | Commissione Nazionale per le Società e la Borsa | ITA | — | — | View | |
| Five Winds Asset Management | Financial Market Authority | AUT | — | — | View | |
| AXA Investment Managers UK Limited/ AXA IM Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| website www.wellington-management.org | Commission de Surveillance du Secteur Financier | LUX | — | — | View | |
| China Hong Kong Asset Management Holdings Limited | Securities and Futures Commission | HKG | — | — | View | |
| Lotus Global Investments Management LLP | Financial Conduct Authority | GBR | — | — | View | |
| BAT Financial Management | Securities and Futures Commission | HKG | — | — | View | |
| Capital Managements | Financial Market Authority | AUT | — | Page | View | |
| Lotus Global Investments Management LLP (clone of authorised firm) | Financial Conduct Authority | GBR | — | — | View | |
| Jiu Fu Capital Asset Management Co., Ltd. | Securities and Futures Commission | HKG | — | Page | View | |
| HG Financial Management Co (clone) | Financial Conduct Authority | GBR | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.