Regulatory Warnings Database
Over 887 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
887
Flagged Firms
68+
Regulators
73
Countries
Showing 801-850 of 887 results
Page 17 of 18
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| GMA Advisory Services, Inc. | Securities and Exchange Commission | USA | — | Page | View | |
| Gordon Group Services | Securities and Exchange Commission | USA | — | Page | View | |
| Green Knight Financial Services | Securities and Exchange Commission | USA | — | Page | View | |
| Greenfield Insurance Services | Securities and Exchange Commission | USA | — | Page | View | |
| Hamilton and Pricehouse Consultancy | Securities and Exchange Commission | USA | — | Page | View | |
| IC Financial Services Inc. (d/b/a Centro Inversion or Investment Center) | Securities and Exchange Commission | USA | — | Page | View | |
| International Divestment Services IR Ltd | Securities and Exchange Commission | USA | — | Page | View | |
| International Escrow Services, Inc | Securities and Exchange Commission | USA | — | Page | View | |
| International Transfer Services Limited | Securities and Exchange Commission | USA | — | Page | View | |
| Investment Recovery Service | Securities and Exchange Commission | USA | — | Page | View | |
| Investors Advisory Services, LLC | Securities and Exchange Commission | USA | — | Page | View | |
| Kiefer Business Services LLC | Securities and Exchange Commission | USA | — | Page | View | |
| Law Office of Ashley & Gina Wilson Associates | Securities and Exchange Commission | USA | — | Page | View | |
| Marcus KPO Services, LLC | Securities and Exchange Commission | USA | — | Page | View | |
| Maxwell Financial Services | Securities and Exchange Commission | USA | — | Page | View | |
| Menden Hall Law Office | Securities and Exchange Commission | USA | — | Page | View | |
| MKL Business Services, LLC | Securities and Exchange Commission | USA | — | Page | View | |
| NT Financial Services | Securities and Exchange Commission | USA | — | Page | View | |
| Office of Financial Affairs | Securities and Exchange Commission | USA | — | Page | View | |
| One New York Financial Services | Securities and Exchange Commission | USA | — | Page | View | |
| Powell Financial Services | Securities and Exchange Commission | USA | — | Page | View | |
| Regional Financial Services Commission | Securities and Exchange Commission | USA | — | Page | View | |
| Rootel Investment Service | Securities and Exchange Commission | USA | — | Page | View | |
| SBV Venture Partners, a.k.a. SBV Venture Partners Law Services | Securities and Exchange Commission | USA | — | Page | View | |
| SeedChange Inc./SeedChange Execution Services Inc. | Securities and Exchange Commission | USA | — | Page | View | |
| Southampton Investment Services Inc. | Securities and Exchange Commission | USA | — | Page | View | |
| Stansell Corporate Services, LLC | Securities and Exchange Commission | USA | — | Page | View | |
| SWFinvestguide Financial Services Inc. | Securities and Exchange Commission | USA | — | Page | View | |
| Tomason Henry Law Offices | Securities and Exchange Commission | USA | — | Page | View | |
| Tompkins, Price & Walker | Securities and Exchange Commission | USA | — | Page | View | |
| Trading Venture Financial Services, Inc. | Securities and Exchange Commission | USA | — | Page | View | |
| Trident Transfer Services Ltd. | Securities and Exchange Commission | USA | — | Page | View | |
| U.S. Financial Management Service | Securities and Exchange Commission | USA | — | Page | View | |
| United Consultants Fiduciary Services (UCFS) | Securities and Exchange Commission | USA | — | Page | View | |
| United States Financial Services Registry | Securities and Exchange Commission | USA | — | Page | View | |
| UST Financial Services Corp. | Securities and Exchange Commission | USA | — | Page | View | |
| Van Der Hout, Parker & Price LLP | Securities and Exchange Commission | USA | — | Page | View | |
| Wallace Jacob Consultants Corporate Services | Securities and Exchange Commission | USA | — | Page | View | |
| Wentworth Fiduciary and Transfer Services | Securities and Exchange Commission | USA | — | Page | View | |
| IFXTime Ltd - Unlicensed entity | Malta Financial Services Authority | MLT | — | Page | View | |
| Zee Capitals - Unlicensed Entity | Malta Financial Services Authority | MLT | — | Page | View | |
| XEENICEFXM | Financial Conduct Authority | GBR | — | Page | View | |
| MowDEX, Fegdex and Vucrex - Unlicensed Entities | Malta Financial Services Authority | MLT | — | Page | View | |
| Website Falsely Impersonates Kane LPI Solutions Limited as Licensed Entity in Malta | Malta Financial Services Authority | MLT | — | Page | View | |
| Financial Services Investigation Agency / fsia.co.uk (Clone of FCA Exempt Professional Firm) | Financial Conduct Authority | GBR | — | Page | View | |
| Danish Markets (Europe) Limited - Unlicensed Entity | Malta Financial Services Authority | MLT | — | Page | View | |
| ASP Bank - Unlicensed Entity | Malta Financial Services Authority | MLT | — | Page | View | |
| Debt Free Service | Financial Conduct Authority | GBR | — | Page | View | |
| Automated Investment Service | Autorité des marchés financiers | CAN | — | Page | View | |
| Central Margins aka CentralMargins Trading Services LLC | Ontario Securities Commission | CAN | — | Page | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.