Regulatory Warnings Database

Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.

1,434 Flagged Firms
68+ Regulators
73 Countries
Clear
Showing 551-600 of 1,434 results Page 12 of 29
Firm Name Regulator Type Country Date Reviews Source
Hexagon Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Hexagon Capital Management Swiss Financial Market Supervisory Authority Unauthorised CHE — Page View
Springer Asset Management Financial Conduct Authority Unauthorised GBR — — View
GE Shaw Management Group Financial Conduct Authority Unauthorised GBR — — View
Hirsche Private Asset Management Ltd Financial Conduct Authority Unauthorised GBR — Page View
WB Global Strategic Asset Management Financial Conduct Authority Unauthorised GBR — — View
SWFmanagers Financial Services Swiss Financial Market Supervisory Authority Unauthorised CHE — Page View
AVA Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Hong Kong International Asset Management Limited Securities and Futures Commission Unauthorised HKG — — View
Crown Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Asian Direct Capital Management Financial Conduct Authority Unauthorised GBR — Page View
Kingsley Asset Management (Clone) Financial Conduct Authority Unauthorised GBR — — View
Galaxy Investment Management Limited - gimsafeinvestor.com Autorité des marchés financiers Unauthorised CAN — — View
Apollo Multi Asset Management LLP Financial Conduct Authority Unauthorised GBR — — View
Artemis Fund Managers Financial Conduct Authority Unauthorised GBR — — View
Cavendish Investor Wealth Management Financial Conduct Authority Unauthorised GBR — — View
Claims and Compensation Management Limited Financial Conduct Authority Unauthorised GBR — — View
Wagner Capital Management Group Financial Conduct Authority Unauthorised GBR — Page View
Lifestyle Forex Management Limited British Columbia Securities Commission Unauthorised CAN — Page View
Alpen Asset Management Trust Sàrl Swiss Financial Market Supervisory Authority Unauthorised CHE — — View
Wagner Capital Management Group Central Bank of Ireland Unauthorised IRL — Page View
Josef Lang Capital Management Financial Conduct Authority Unauthorised GBR — Page View
OBinary Corporation - Bankandcapital - BfmMarkets and BoursoMarket - Royal Broker and G.O. Limited - FXGL Capital and HCI Fund - Broker International Bank - Financial Broker - F&C Management Limited and SIA Europe Trade Services - Bank & Binary Financial Services and Markets Authority Unauthorised BEL — Page View
CMI Asset Management Financial Conduct Authority Unauthorised GBR — — View
International Trade Management Financial Market Authority Unauthorised AUT — — View
Verbatim Asset Management PLC Financial Conduct Authority Unauthorised GBR — — View
Equerry Investment Management Financial Conduct Authority Unauthorised GBR — — View
RDL Management Ltd Financial Services Commission Unauthorised MUS — — View
Investec Asset Management (Clone) Financial Conduct Authority Unauthorised GBR — — View
STOCK MANAGER WORLDWIDE IB, S.L. Comisión Nacional del Mercado de Valores Unauthorised ESP — — View
UBS Global Asset Management Funds Ltd Financial Conduct Authority Unauthorised GBR — — View
B. D. E. S. Group Ltd. operating as Prime Financial Management Services and as Prime S Pro Ontario Securities Commission Unauthorised CAN — Page View
CENTRUM ASSET MANAGEMENT Swiss Financial Market Supervisory Authority Unauthorised CHE — — View
DFA Management Limited Australian Securities and Investments Commission Unauthorised AUS — — View
Geo Survery Management Limited Australian Securities and Investments Commission Unauthorised AUS — — View
Crenshaw Asset Management Australian Securities and Investments Commission Unauthorised AUS — Page View
DSR Wealth Management Group Australian Securities and Investments Commission Unauthorised AUS — Page View
Global Investment Management Ontario Securities Commission Unauthorised CAN — — View
Experia Management Group Financial Services and Markets Authority Unauthorised BEL — — View
BBL Capital Management, SA. Czech National Bank Unauthorised CZE — Page View
Vanguard Asset Management Financial Conduct Authority Unauthorised GBR — — View
NEW YORK SECURITIES BANK (NYSB)/NYSB FUND MANAGEMENT, S.L. Comisión Nacional del Mercado de Valores Unauthorised ESP — — View
International Asset Management Group Ltd Financial Conduct Authority Unauthorised GBR — — View
ALTR Alternative Fund Managers Financial Conduct Authority Unauthorised GBR — — View
Persons claiming to be Carnegie Asset Management Fondsmæglerselskab A/S Danish Financial Supervisory Authority Unauthorised DNK — — View
Green Seed Capital - CDH Investments - United Global Trading - Gemsasia Investments Corporation - Burton Financial Planners - Euro Asia Invest - Moss Securities - Excel Management Financial Services and Markets Authority Unauthorised BEL — — View
UBS Wealth Management / UBS Global Wealth Management (CLONE) Financial Conduct Authority Unauthorised GBR — — View
Trent Offshore Int. Immobiles Inv. Management&Tourism Informations Technology ltd. Financial Market Authority Unauthorised AUT — — View
Regium Asset Management AG Polish Financial Supervision Authority Unauthorised POL — — View
DISCRETIONARY UNIT FUND MANAGERS (Clone) Financial Conduct Authority Unauthorised GBR — — View

This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.