Regulatory Warnings Database
Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
1,434
Flagged Firms
68+
Regulators
73
Countries
Showing 501-550 of 1,434 results
Page 11 of 29
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| Hayes Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Stowford & Proctor Asset Management | Securities and Futures Commission | HKG | — | — | View | |
| Hodyer Asia / Hodyer Asia Assets Management Inc / Hoyder Investment Group | Securities and Futures Commission | HKG | — | — | View | |
| FIL Investment Management | Securities and Futures Commission | HKG | — | — | View | |
| Steinberg Management | Financial Conduct Authority | GBR | — | — | View | |
| Sentinel Asset Management | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Charterhouse Wealth Management | Securities and Futures Commission | HKG | — | — | View | |
| Pictet Private Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Global Reach Asset Management | Financial Market Authority | AUT | — | — | View | |
| GE Wealth Management (clone of FCA authorised firm) | Financial Conduct Authority | GBR | — | — | View | |
| Xinda Management Group | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Xinagasia Marketing Corp. | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Cayman Asset Management | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Amber Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Capital Trust Management | Financial Market Authority | AUT | — | Page | View | |
| Charterhouse Wealth Management | Finansinspektionen | SWE | — | — | View | |
| Galaxy Investment Management Limited | Ontario Securities Commission | CAN | — | — | View | |
| MONTALVO ASSET MANAGEMENT Sàrl, en liquidation | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Cayman Asset Management | Finansinspektionen | SWE | — | — | View | |
| Sierra Finance Asset Management | Finansinspektionen | SWE | — | — | View | |
| Great Wall Asset Management Corp | Securities and Futures Commission | HKG | — | — | View | |
| Kanagawa Associates | Finansinspektionen | SWE | — | — | View | |
| NOVA PORTFOLIO MANAGERS | Financial Conduct Authority | GBR | — | — | View | |
| Estlander & Ronnlund Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Asset Capital Management | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Wine Street Investment Management | Central Bank of Ireland | IRL | — | — | View | |
| Goldenschild Asset Management | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| DFM Asset Management | Danish Financial Supervisory Authority | DNK | — | — | View | |
| Brevan Howard Asset Management Limited | Securities and Futures Commission | HKG | — | — | View | |
| KTC Capital Management | Securities Commission | MYS | — | Page | View | |
| BlackRock Fund Managers Limited | Financial Conduct Authority | GBR | — | — | View | |
| Southstar Asset Management Limited | Securities and Futures Commission | HKG | — | — | View | |
| Ashland Mergers & Acquisitions Management | Central Bank of Ireland | IRL | — | — | View | |
| RBC Wealth Management / Royal Bank of Canada Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Next Venture Management | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| LSE Wealth Management Inc | Financial Conduct Authority | GBR | — | — | View | |
| Advantage Asset Management | Securities and Futures Commission | HKG | — | — | View | |
| Ashland Mergers & Acquisitions Management and Management and Offshore Securities Acquisition Commission | Finansinspektionen | SWE | — | — | View | |
| BNY Mellon Wealth Management (clone of authorised firm) | Finansinspektionen | SWE | — | — | View | |
| AXA Investment Managers | Financial Conduct Authority | GBR | — | — | View | |
| BNY Mellon Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Versus Wealth Management, SARL, Sucursal en España | Comisión Nacional del Mercado de Valores | ESP | — | — | View | |
| IPAM International Project Asset Management Ltd | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Sierra Finance Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Pika Management AG | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Knightsbridge Management International Asset Management | Financial Conduct Authority | GBR | — | Page | View | |
| Rimas Risk Management Service | Financial Conduct Authority | GBR | — | Page | View | |
| Springer Asset Management | Finansinspektionen | SWE | — | — | View | |
| Clarion Equity Management | Central Bank of Ireland | IRL | — | — | View | |
| DCI Fund Managers Ireland PLC | Financial Conduct Authority | GBR | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.