Regulatory Warnings Database
Over 1,434 firms flagged by 68+ financial regulators across 73 countries. Data sourced from IOSCO I-SCAN, FCA, SEC, ASIC, and more. Always verify with official sources before investing.
1,434
Flagged Firms
68+
Regulators
73
Countries
Showing 451-500 of 1,434 results
Page 10 of 29
| Firm Name | Regulator | Type | Country | Date | Reviews | Source |
|---|---|---|---|---|---|---|
| St James Fiduciary Wealth Management | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Wheeler Asset Management | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Investec Asset Management Limited | Financial Conduct Authority | GBR | — | — | View | |
| Pacific Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Spectrum Capital Management | Securities and Futures Commission | HKG | — | Page | View | |
| Global Capital Managers, S.A. / Inter Euro Data, S.A | Superintendencia del Mercado de Valores | PAN | — | Page | View | |
| PMA Global Management, S.A., Limited Risk Investment, S.A., Boston Management, S.A., Chicago Comodities and Real Option Advisors | Superintendencia del Mercado de Valores | PAN | — | — | View | |
| Summit Capital Management | Securities and Futures Commission | HKG | — | Page | View | |
| Feinler Management Group | Financial Conduct Authority | GBR | — | — | View | |
| Everest Asset Management AG | Finansinspektionen | SWE | — | — | View | |
| Eden Management Partners | Financial Market Authority | AUT | — | — | View | |
| Money Management AG | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Preferred Management Group, S.A. and PTY Management | Superintendencia del Mercado de Valores | PAN | — | — | View | |
| RISK & PORTFOLIO MANAGEMENT LTD | Financial Services and Markets Authority | BEL | — | — | View | |
| Persist Global Wealth Management/PGWM Ltd | Financial Conduct Authority | GBR | — | — | View | |
| Persist Global Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Blackstar Capital Management Limited | British Virgin Islands Financial Services Commission | VGB | — | Page | View | |
| Nirvi Management Ltd | Financial Services Commission | MUS | — | — | View | |
| Risk & Portfolio Management Limited | Financial Conduct Authority | GBR | — | — | View | |
| Stabilico Capital Management, Reloaded LLC | Swiss Financial Market Supervisory Authority | CHE | — | Page | View | |
| Apollo Financial Management | Financial Conduct Authority | GBR | — | — | View | |
| VERIM Management Limited | Commission de Surveillance du Secteur Financier | LUX | — | — | View | |
| Doncaster Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Claridon Asset Management | Central Bank of Ireland | IRL | — | — | View | |
| Alliance Direct Management | Financial Conduct Authority | GBR | — | — | View | |
| Whitmore Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Platinum Capital Management Limited | Financial Conduct Authority | GBR | — | Page | View | |
| GLOBALFX MANAGEMENT TRADING LIMITED, Road Town (Tortola, British Virgin Islands), Zweigniederlassung Zürich | Swiss Financial Market Supervisory Authority | CHE | — | — | View | |
| Allianz Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| VC Management China Ltd | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Telemar Data Management | Central Bank of Ireland | IRL | — | — | View | |
| Swan Asset Management | Financial Conduct Authority | GBR | — | — | View | |
| Legacy Capital Management | Central Bank of Ireland | IRL | — | Page | View | |
| HK Jin Yu Heng Tong Investment Co Limited / HK Jin Yu Heng Tong Investment Management Limited | Securities and Futures Commission | HKG | — | — | View | |
| http://azentuscapitalmanagement.com | Securities and Futures Commission | HKG | — | — | View | |
| Fusion Capital Management | Financial Conduct Authority | GBR | — | Page | View | |
| Saba Capital Management | Securities and Futures Commission | HKG | — | Page | View | |
| Adolphe Financial Management | Commission de Surveillance du Secteur Financier | LUX | — | — | View | |
| Key Value Wealth Management | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Wainwright Wealth Management / Wainwright Finance | Financial Conduct Authority | GBR | — | — | View | |
| Standard Wealth Management Limited | Securities and Futures Commission | HKG | — | — | View | |
| Dinosaur Assets Management (HK) Limited | Securities and Futures Commission | HKG | — | — | View | |
| Temple Nugent Capital Management / Temple and Nugent Investments | Financial Conduct Authority | GBR | — | Page | View | |
| Global Reach Asset Management | Danish Financial Supervisory Authority | DNK | — | — | View | |
| Paulson Management LLC | Australian Securities and Investments Commission | AUS | — | Page | View | |
| Madley Capital Management Limited | Australian Securities and Investments Commission | AUS | — | Page | View | |
| FIL Investment Management | Financial Conduct Authority | GBR | — | — | View | |
| Summit Capital Management | The Dutch Authority for the Financial Markets | NLD | — | Page | View | |
| Waterman Wealth Management | Financial Conduct Authority | GBR | — | — | View | |
| Nomura Asset Management | Securities and Futures Commission | HKG | — | — | View |
This data is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this list does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify with the relevant regulator before making investment decisions.