Regulatory Warning Flagged by 2 regulators

Thornwood Financial

Flagged by Securities and Futures Commission, Financial Supervisory Commission · Hong Kong (HKG)

Official Warnings (2)

Securities and Futures Commission Hong Kong
Unauthorised
View Official Source
Financial Supervisory Commission Chinese Taipei
Unauthorised

Thornwood Financial claims to be a portfolio management firm with offices at Taipei Century Plaza (456-458XinyiRoad,Xinyi District, Taipei, Taiwan).Our records show that Thornwood Financial does neither have a license in Taiwan to conduct securities businesses nor have an authorization to offer investment services. Besides, Thornwood Financial has not legally registered under the address mentioned above (456-458XinyiRoad, Xinyi District, Taipei, Taiwan).
The FSC thus advises the investors against responding to any offers of investment services made in the name of Thornwood Financial and against transferring money to any account number they might mention.

View Official Source

Review Page

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Other Flagged Firms (HKG)

https://www.iwinsecurities.info/ Securities and Futures Commission Unauthorised Blue Rock Capital Limited Securities and Futures Commission Unauthorised https://glfxhk.com/ Securities and Futures Commission Unauthorised Capital Grand Investment Limited Securities and Futures Commission Unauthorised www.yardleysecuritieslimited.com Securities and Futures Commission Unauthorised M. Asia Securities and Futures Commission Unauthorised

This information is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this database does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify directly with the relevant regulator before making investment decisions.

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