Regulatory Warning

Sword Capital Financial Brokerage Company

Flagged by Capital Markets Authority · Kuwait (KWT)

Official Warnings (1)

Capital Markets Authority Kuwait
Unregistered/Unlicensed entity offering financi...

Sword Capital Financial Brokerage Company license’s (Securities Broker not Registered with an Exchange) is hereby cancelled, and it shall be removed from the licensed persons register at the CMA-Kuwait due to violating articles of Law No. 7 of 2010 mentioned in the resolution No. (19) of 2024

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This information is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this database does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify directly with the relevant regulator before making investment decisions.

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