Regulatory Warning

SpotFN, LLC

Flagged by Ontario Securities Commission · Ontario (CAN)

Official Warnings (1)

Ontario Securities Commission Ontario
Unauthorised

SpotFN, LLC, doing business as http://spotfn.com, and http://www.qa.spotfn.com, is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.

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This information is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this database does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify directly with the relevant regulator before making investment decisions.

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