Regulatory Warning Flagged by 2 regulators

Sequoia Capital Markets

Flagged by Ontario Securities Commission, British Columbia Securities Commission · Ontario (CAN)

Website www.sequoiacm.net
Date Posted April 14, 2025

Official Warnings (2)

Ontario Securities Commission Ontario
Unregistered/Unlicensed entity offering financi...

Sequoia Capital Markets found at www.sequoiacm.net and/or www.sequoiacm.com is not registered in Ontario to engage in the business of trading in securities.

Apr 14, 2025 View Official Source
British Columbia Securities Commission British Columbia
Unregistered/Unlicensed entity offering financi...
View Official Source

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This information is sourced from IOSCO I-SCAN and official financial regulators. Inclusion in this database does not necessarily mean the firm has committed fraud - it may indicate they are not authorized to operate in a specific jurisdiction. Always verify directly with the relevant regulator before making investment decisions.

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